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OXLC

Oxford Lane Capital

81 hedge funds and large institutions have $54.2M invested in Oxford Lane Capital in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 17

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

0.09% less ownership

Funds ownership: 1.34%1.25% (-0.09%)

1% less funds holding

Funds holding: 8281 (-1)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

59% less capital invested

Capital invested by funds: $131M → $54.2M (-$76.4M)

Holders
81
Holders Change
-1
Holders Change %
-1.22%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
33
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$14.2M +$364K +13,063 +2%
PCM
2
Penserra Capital Management
California
$12.2M +$2.4M +86,070 +23%
Morgan Stanley
3
Morgan Stanley
New York
$3.38M +$425K +15,252 +13%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.15M -$384K -13,784 -10%
LPL Financial
5
LPL Financial
California
$2.52M +$524K +18,805 +24%
IFG
6
Independent Financial Group
California
$1.93M +$77.3K +2,774 +4%
Osaic Holdings
7
Osaic Holdings
Arizona
$1.82M -$177K -6,335 -8%
WS
8
Wedbush Securities
California
$1.54M -$49.1K -1,761 -3%
P
9
&Partners
Tennessee
$1.32M -$294K -10,555 -17%
RJA
10
Raymond James & Associates
Florida
$789K +$85.3K +3,060 +11%
VEA
11
Virtus ETF Advisers
New York
$626K -$161K -5,762 -19%
DFG
12
Delphi Financial Group
Delaware
$615K -$1.44M -51,749 -69%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$555K +$6.86K +246 +1%
CM
14
CastleKnight Management
New York
$507K +$128K +4,600 +31%
GWM
15
Geneos Wealth Management
Colorado
$476K +$112K +4,000 +28%
PAG
16
Private Advisor Group
New Jersey
$447K +$28.5K +1,021 +6%
SPC
17
Sigma Planning Corp
Michigan
$392K +$202K +7,249 +94%
BA
18
Bard Associates
Illinois
$358K -$4.6K -165 -1%
BRWA
19
B. Riley Wealth Advisors
Florida
$353K +$1.87K +67 +0.5%
SCA
20
Sage Capital Advisors
South Dakota
$346K +$35.9K +1,287 +11%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$322K +$253K +9,060 +278%
SBIA
22
Sheaff Brock Investment Advisors
Indiana
$319K +$340K +12,200 New
AWM
23
AE Wealth Management
Kansas
$314K +$76.7K +2,752 +30%
SIC
24
Samalin Investment Counsel
New York
$313K +$183K +6,553 +121%
KAS
25
Kestra Advisory Services
Texas
$306K +$32.9K +1,180 +11%

OXLC Hedge Fund Activity: Q1 2023 in Review

81 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2023, worth a combined $54.2M — down 59% from $131M a quarter earlier.

Fund positioning in OXLC was balanced in Q1 2023: 14 funds opened new positions, 14 closed out, 33 added to existing stakes and 17 trimmed.

The largest buyer was Penserra Capital Management, adding an estimated $2.4M. The largest seller was Enstar Group, exiting entirely with an estimated $3.17M sold.

  • 81 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2023, down from 82 in Q4 2022.
  • Funds reported $54.2M of Oxford Lane Capital stock for Q1 2023, down 59% quarter-over-quarter.
  • 14 funds opened new Oxford Lane Capital positions in Q1 2023 and 14 closed out, a net change of 0 holders.
  • The largest Oxford Lane Capital buyer in Q1 2023 was Penserra Capital Management, an estimated $2.4M added.
  • The largest Oxford Lane Capital seller in Q1 2023 was Enstar Group, an estimated $3.17M sold.

Based on aggregated 13F filings for Q1 2023.