OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

82 hedge funds and large institutions have $52.2M invested in Oxford Lane Capital in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 18 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
33
Reduced
18
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$12.2M
2
LPL Financial
LPL Financial
California
$2.52M
3
Morgan Stanley
Morgan Stanley
New York
$3.38M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$14.2M
5
SBIA
Sheaff Brock Investment Advisors
Indiana
$319K

Top Sellers

1
EG
Enstar Group
Bermuda
$0
2
DFG
Delphi Financial Group
Delaware
$615K
3
ACI
Alpha Cubed Investments
California
$0
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$3.15M
5
P
&Partners
Tennessee
$1.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$14.2M +$342K +65,316 +2%
PCM
2
Penserra Capital Management
California
$12.2M +$2.25M +430,348 +23%
Morgan Stanley
3
Morgan Stanley
New York
$3.38M +$399K +76,262 +13%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.15M -$360K -68,916 -10%
LPL Financial
5
LPL Financial
California
$2.52M +$492K +94,025 +24%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.82M -$166K -31,673 -8%
WS
7
Wedbush Securities
California
$1.54M -$46K -8,802 -3%
P
8
&Partners
Tennessee
$1.32M -$276K -52,773 -17%
RJA
9
Raymond James & Associates
Florida
$789K +$80K +15,298 +11%
VEA
10
Virtus ETF Advisers
New York
$626K -$151K -28,809 -19%
DFG
11
Delphi Financial Group
Delaware
$615K -$1.35M -258,746 -69%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$555K +$6.44K +1,232 +1%
CM
13
CastleKnight Management
New York
$507K +$120K +23,000 +31%
GWM
14
Geneos Wealth Management
Colorado
$476K +$105K +20,000 +28%
PAG
15
Private Advisor Group
New Jersey
$447K +$26.7K +5,107 +6%
SPC
16
Sigma Planning Corp
Michigan
$392K +$190K +36,248 +94%
BA
17
Bard Associates
Illinois
$358K -$4.32K -825 -1%
BRWA
18
B. Riley Wealth Advisors
Florida
$353K +$1.74K +333 +0.5%
SCA
19
Sage Capital Advisors
South Dakota
$346K +$33.6K +6,433 +11%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$322K +$237K +45,301 +278%
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$319K +$319K +61,000 New
AWM
22
AE Wealth Management
Kansas
$314K +$72K +13,760 +30%
SIC
23
Samalin Investment Counsel
New York
$313K +$171K +32,765 +121%
KAS
24
Kestra Advisory Services
Texas
$306K +$30.9K +5,903 +11%
Bank of America
25
Bank of America
North Carolina
$296K -$217K -41,479 -42%
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