OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

57 hedge funds and large institutions have $51.6M invested in Oxford Lane Capital in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+4
Holders Change %
+7.55%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$14.5M
2
ACM
Anfield Capital Management
California
$1.82M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
$2.75M
4
LPL Financial
LPL Financial
California
$1.24M
5
DFG
Delphi Financial Group
Delaware
$1.92M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$0
2
VF
Virtu Financial
New York
$0
3
VEA
Virtus ETF Advisers
New York
$1.35M
4
Squarepoint
Squarepoint
New York
$0
5
Millennium Management
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
1
Penserra Capital Management
California
$14.5M +$14.5M +2,005,904 New
Morgan Stanley
2
Morgan Stanley
New York
$6.83M +$64.8K +8,990 +1%
EG
3
Enstar Group
Bermuda
$4.5M – – –
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$2.75M +$944K +130,871 +52%
P
5
&Partners
Tennessee
$2.04M +$73.7K +10,218 +4%
DFG
6
Delphi Financial Group
Delaware
$1.92M +$747K +103,642 +64%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.9M +$185K +25,703 +11%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.88M +$411K +56,939 +28%
ACM
9
Anfield Capital Management
California
$1.82M +$1.82M +251,954 New
VEA
10
Virtus ETF Advisers
New York
$1.35M -$179K -24,813 -12%
LPL Financial
11
LPL Financial
California
$1.24M +$881K +122,225 +248%
JF
12
Jump Financial
Illinois
$997K +$432K +59,900 +76%
DA
13
DCM Advisors
New York
$779K -$19.5K -2,700 -2%
CSS
14
Cubist Systematic Strategies
Connecticut
$711K +$80.5K +11,160 +13%
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$691K +$463K +64,200 +203%
ACI
16
Alpha Cubed Investments
California
$591K +$591K +82,030 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$587K +$57.6K +7,996 +11%
WS
18
Wedbush Securities
California
$523K -$48.6K -6,749 -9%
Bank of America
19
Bank of America
North Carolina
$447K +$106K +14,693 +31%
BRWA
20
B. Riley Wealth Advisors
Florida
$432K +$37.1K +5,144 +9%
KPWS
21
Kestra Private Wealth Services
Texas
$418K -$85K -11,803 -17%
C
22
Certuity
Florida
$382K – – –
BA
23
Bard Associates
Illinois
$381K – – –
KM
24
Kalos Management
Georgia
$354K +$236K +28,760 +199%
NA
25
NewEdge Advisors
Louisiana
$331K +$11.4K +1,582 +4%
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