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OXLC

Oxford Lane Capital

56 hedge funds and large institutions have $54.9M invested in Oxford Lane Capital in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 11

61% more capital invested

Capital invested by funds: $34.1M → $54.9M (+$20.8M)

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

6% more funds holding

Funds holding: 5356 (+3)

0.41% more ownership

Funds ownership: 0.91%1.32% (+0.41%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
56
Holders Change
+3
Holders Change %
+5.66%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
26
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Penserra Capital Management
California
$14.5M +$14.6M +401,181 New
Morgan Stanley
2
Morgan Stanley
New York
$6.83M +$65.2K +1,798 +1%
EG
3
Enstar Group
Bermuda
$4.5M
IFG
4
Independent Financial Group
California
$3.34M +$161K +4,451 +5%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.75M +$950K +26,174 +52%
P
6
&Partners
Tennessee
$2.04M +$74.2K +2,044 +4%
DFG
7
Delphi Financial Group
Delaware
$1.92M +$752K +20,728 +64%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.9M +$186K +5,140 +11%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.88M +$413K +11,388 +28%
ACM
10
Anfield Capital Management
California
$1.82M +$1.83M +50,391 New
VEA
11
Virtus ETF Advisers
New York
$1.35M -$180K -4,963 -12%
LPL Financial
12
LPL Financial
California
$1.24M +$887K +24,445 +248%
JF
13
Jump Financial
Illinois
$997K +$435K +11,980 +76%
DA
14
DCM Advisors
New York
$779K -$19.6K -540 -2%
CSS
15
Cubist Systematic Strategies
Connecticut
$711K +$81K +2,232 +13%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$691K +$466K +12,840 +203%
ACI
17
Alpha Cubed Investments
California
$591K +$595K +16,406 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$587K +$58K +1,600 +11%
WS
19
Wedbush Securities
California
$523K -$49K -1,350 -9%
Bank of America
20
Bank of America
North Carolina
$447K +$107K +2,939 +31%
BRWA
21
B. Riley Wealth Advisors
Florida
$432K +$37.3K +1,029 +9%
KPWS
22
Kestra Private Wealth Services
Texas
$418K -$85.7K -2,361 -17%
C
23
Certuity
Florida
$382K
BA
24
Bard Associates
Illinois
$381K
KM
25
Kalos Management
Georgia
$354K +$209K +5,752 +199%

OXLC Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2021, worth a combined $54.9M — up 61% from $34.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new OXLC positions and 7 closed out — a net gain of 3 holders — while 26 added to existing stakes and 11 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $14.6M. The largest seller was Citadel Advisors, exiting entirely with an estimated $287K sold.

  • 56 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2021, up from 53 in Q2 2021.
  • Funds reported $54.9M of Oxford Lane Capital stock for Q3 2021, up 61% quarter-over-quarter.
  • 10 funds opened new Oxford Lane Capital positions in Q3 2021 and 7 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q3 2021 was Penserra Capital Management, an estimated $14.6M added.
  • The largest Oxford Lane Capital seller in Q3 2021 was Citadel Advisors, an estimated $287K sold.

Based on aggregated 13F filings for Q3 2021.