OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

26 hedge funds and large institutions have $47.2M invested in Oxford Lane Capital in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+12
Holders Change %
+85.71%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
8
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$10.4M
2
TCM
Trafelet Capital Management
New York
+$8.14M
3
SAM
Serengeti Asset Management
New York
+$6.01M
4
CS
Credit Suisse
Switzerland
+$2.44M
5
Morgan Stanley
Morgan Stanley
New York
+$1.43M

Top Sellers

1
BRWA
B. Riley Wealth Advisors
Florida
-$157K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$71K
3
U
UBS
Switzerland
-$64.9K
4
Wells Fargo
Wells Fargo
California
-$63.5K
5
BA
Bard Associates
Illinois
-$11.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$10.4M +$10.4M +623,900 New
TCM
2
Trafelet Capital Management
New York
$8.14M +$8.14M +487,499 New
SAM
3
Serengeti Asset Management
New York
$6.01M +$6.01M +360,000 New
Morgan Stanley
4
Morgan Stanley
New York
$3.95M +$1.43M +85,511 +57%
KFA
5
Kelleher Financial Advisors
New York
$3.64M +$825K +49,411 +29%
CS
6
Credit Suisse
Switzerland
$2.44M +$2.44M +146,167 New
BA
7
Bard Associates
Illinois
$1.74M -$11.7K -700 -0.7%
ISL
8
Ingalls & Snyder LLC
New York
$1.64M +$413K +24,736 +34%
SC
9
Selz Capital
New York
$1.59M +$51.2K +3,069 +3%
CHAM
10
Clear Harbor Asset Management
Connecticut
$1.3M +$308K +18,439 +31%
Deutsche Bank
11
Deutsche Bank
Germany
$1.29M +$1.23M +73,680 +1,991%
CL
12
CSS LLC
Illinois
$985K +$219K +13,136 +29%
YCM
13
Yakira Capital Management
Connecticut
$797K +$797K +47,744 New
Wells Fargo
14
Wells Fargo
California
$752K -$63.5K -3,799 -8%
NIMC
15
NWQ Investment Management Company
California
$532K +$532K +31,862 New
CAN
16
Cetera Advisor Networks
California
$482K +$482K +28,825 New
YMRC
17
Yorktown Management & Research Company
Virginia
$334K +$334K +20,000 New
BRWA
18
B. Riley Wealth Advisors
Florida
$282K -$157K -9,409 -36%
U
19
UBS
Switzerland
$253K -$64.9K -3,884 -20%
GA
20
Geneva Advisors
Illinois
$225K +$50K +3,000 +29%
Jane Street
21
Jane Street
New York
$214K +$214K +12,788 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$173K +$173K +10,375 New
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$31K +$31K +1,836 New
TRCT
24
Tower Research Capital (TRC)
New York
$18K +$18K +1,102 New
Bank of America
25
Bank of America
North Carolina
$17K +$17K +1,000 New
1
2