U
OXLC

UBS’s Oxford Lane Capital OXLC Stock Holding History

UBS’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$305K Buy
3,984
+3,439
+631% +$284K ﹤0.01% 4755
2014
Q2 		$46K Sell
545
-2,482
-82% -$211K ﹤0.01% 6985
2014
Q1 		$253K Sell
3,027
-777
-20% -$67.9K ﹤0.01% 4949
2013
Q4 		$330K Sell
3,804
-2,943
-44% -$237K ﹤0.01% 4756
2013
Q3 		$517K Sell
6,747
-187
-3% -$15K ﹤0.01% 4102
2013
Q2 		$574K Buy
+6,934
New +$575K ﹤0.01% 3968

Other funds holding OXLC

AIM
Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return
TCM
Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
KFA
Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
ISL
Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

UBS's OXLC Position: Q3 2014 in Review

UBS increased its Oxford Lane Capital (OXLC) stake by 631% in Q3 2014, buying an estimated $284K and bringing the position to 3,984 shares worth $305K. The position accounts for ﹤0.01% of the portfolio, ranked #4755.

UBS first reported a position in OXLC in Q2 2013 and has held it in 6 quarters since. The position peaked at $574K in Q2 2013. 28 funds tracked by Wall St. Rank hold OXLC as of Q3 2014.

  • UBS held 3,984 shares of Oxford Lane Capital worth $305K as of Q3 2014.
  • UBS bought 3,439 Oxford Lane Capital shares in Q3 2014, an estimated $284K.
  • Oxford Lane Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4755 holding.
  • UBS first reported a position in Oxford Lane Capital in Q2 2013 and has held it in 6 quarters since.
  • UBS's Oxford Lane Capital position peaked at $574K in Q2 2013.
  • 28 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.