Clear Harbor Asset Management’s Oxford Lane Capital OXLC Stock Holding History

Clear Harbor Asset Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-24,147	Closed	-$1.72M	–	306
2015 Q2	$1.72M	Sell	24,147 -4,262	-15%	-$321K	0.34%	73
2015 Q1	$2.1M	Sell	28,409 -8,868	-24%	-$670K	0.4%	62
2014 Q4	$2.79M	Buy	37,277 +21,000	+129%	+$1.64M	0.57%	44
2014 Q3	$1.25M	Buy	16,277 +619	+4%	+$51.2K	0.28%	77
2014 Q2	$1.32M	Buy	15,658 +110	+0.7%	+$9.34K	0.28%	75
2014 Q1	$1.3M	Buy	15,548 +3,688	+31%	+$322K	0.3%	69
2013 Q4	$1.03M	Buy	11,860 +146	+1%	+$11.8K	0.26%	74
2013 Q3	$898K	Buy	11,714 +186	+2%	+$14.9K	0.24%	73
2013 Q2	$954K	Buy	+11,528	New	+$955K	0.28%	72

Other funds holding OXLC

Artemis Investment Management Edinburgh, United Kingdom $11.5B AUM 61.77% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Kelleher Financial Advisors New York $377M AUM 12.39% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

American International Group New York $4.18M AUM 73.92% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Ingalls & Snyder LLC New York $3.66B AUM 57.76% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Clear Harbor Asset Management's OXLC Position: Q3 2015 in Review

Clear Harbor Asset Management sold out of Oxford Lane Capital (OXLC) in Q3 2015, closing a stake of 24,147 shares — an estimated $1.72M sold.

Clear Harbor Asset Management first reported a position in OXLC in Q2 2013 and held it in 9 quarters. The position peaked at $2.79M in Q4 2014. 29 funds tracked by Wall St. Rank hold OXLC as of Q3 2015.

Clear Harbor Asset Management reported no remaining Oxford Lane Capital position as of Q3 2015 after selling out during the quarter.
Clear Harbor Asset Management sold 24,147 Oxford Lane Capital shares in Q3 2015, an estimated $1.72M.
Clear Harbor Asset Management first reported a position in Oxford Lane Capital in Q2 2013 and held it in 9 quarters.
Clear Harbor Asset Management's Oxford Lane Capital position peaked at $2.79M in Q4 2014.
29 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2015.

Based on Clear Harbor Asset Management's 13F filing for Q3 2015, filed 27 Oct 2015.