OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

32 hedge funds and large institutions have $53.8M invested in Oxford Lane Capital in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
7
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$4.04M
2
AW
2
ACG Wealth
Georgia
$1.32M
3
SC
3
Selz Capital
New York
$12.5M
4
OAM
4
Orinda Asset Management
California
$869K
5
AIG
5
American International Group
New York
$1.11M

Top Sellers

1
TCM
1
Trafelet Capital Management
New York
$7.02M
2
GCP
2
GSA Capital Partners
United Kingdom
$0
3
CHAM
3
Clear Harbor Asset Management
Connecticut
$1.72M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$352K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$12.8M – – –
SC
2
Selz Capital
New York
$12.5M +$1.02M +72,015 +9%
TCM
3
Trafelet Capital Management
New York
$7.02M -$1.82M -128,362 -21%
Deutsche Bank
4
Deutsche Bank
Germany
$4.04M +$3.61M +254,280 +846%
KFA
5
Kelleher Financial Advisors
New York
$3M – – –
UBS Group
6
UBS Group
Switzerland
$2.62M +$347K +24,438 +15%
CHAM
7
Clear Harbor Asset Management
Connecticut
$1.72M -$303K -21,312 -15%
BA
8
Bard Associates
Illinois
$1.43M -$49.8K -3,504 -3%
AW
9
ACG Wealth
Georgia
$1.32M +$1.32M +92,893 New
AIG
10
American International Group
New York
$1.11M +$861K +60,568 +352%
ISL
11
Ingalls & Snyder LLC
New York
$874K -$74.7K -5,262 -8%
CL
12
CSS LLC
Illinois
$874K – – –
OAM
13
Orinda Asset Management
California
$869K +$869K +61,126 New
CAN
14
Cetera Advisor Networks
California
$752K – – –
Wells Fargo
15
Wells Fargo
California
$496K +$12.8K +903 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$393K +$393K +27,686 New
Morgan Stanley
17
Morgan Stanley
New York
$352K -$224K -15,819 -39%
LPL Financial
18
LPL Financial
California
$297K +$297K +20,326 New
Citadel Advisors
19
Citadel Advisors
Florida
$271K -$166K -11,715 -38%
GA
20
Geneva Advisors
Illinois
$258K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$254K +$254K +17,852 New
Millennium Management
22
Millennium Management
New York
$183K +$183K +12,899 New
NPC
23
National Planning Corporation
California
$152K – – –
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$146K +$146K +10,259 New
Bank of America
25
Bank of America
North Carolina
$38K +$9.85K +700 +35%
1
2