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OXLC

Oxford Lane Capital

32 hedge funds and large institutions have $53.8M invested in Oxford Lane Capital in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

7% more funds holding

Funds holding: 3032 (+2)

5% more capital invested

Capital invested by funds: $51.2M → $53.8M (+$2.69M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
7
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$12.8M
SC
2
Selz Capital
New York
$12.5M +$1.08M +14,403 +9%
TCM
3
Trafelet Capital Management
New York
$7.02M -$1.93M -25,672 -21%
Deutsche Bank
4
Deutsche Bank
Germany
$4.04M +$3.83M +50,856 +846%
KFA
5
Kelleher Financial Advisors
New York
$3M
UBS Group
6
UBS Group
Switzerland
$2.62M +$368K +4,888 +15%
CHAM
7
Clear Harbor Asset Management
Connecticut
$1.72M -$321K -4,262 -15%
BA
8
Bard Associates
Illinois
$1.43M -$52.8K -701 -3%
AW
9
ACG Wealth
Georgia
$1.32M +$1.4M +18,579 New
AIG
10
American International Group
New York
$1.11M +$912K +12,114 +352%
ISL
11
Ingalls & Snyder LLC
New York
$874K -$79.2K -1,052 -8%
CL
12
CSS LLC
Illinois
$874K
OAM
13
Orinda Asset Management
California
$869K +$920K +12,225 New
CAN
14
Cetera Advisor Networks
California
$752K
Wells Fargo
15
Wells Fargo
California
$496K +$13.6K +181 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$393K +$417K +5,537 New
Morgan Stanley
17
Morgan Stanley
New York
$352K -$238K -3,164 -39%
LPL Financial
18
LPL Financial
California
$297K +$306K +4,065 New
Citadel Advisors
19
Citadel Advisors
Florida
$271K -$176K -2,343 -38%
GA
20
Geneva Advisors
Illinois
$258K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$254K +$269K +3,570 New
Millennium Management
22
Millennium Management
New York
$183K +$194K +2,580 New
NPC
23
National Planning Corporation
California
$152K
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$146K +$154K +2,052 New
Bank of America
25
Bank of America
North Carolina
$38K +$10.5K +140 +35%

OXLC Hedge Fund Activity: Q2 2015 in Review

32 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2015, worth a combined $53.8M — up 5.3% from $51.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new OXLC positions and 5 closed out — a net gain of 3 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $3.83M. The largest seller was Trafelet Capital Management, cutting an estimated $1.93M.

  • 32 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2015, up from 30 in Q1 2015.
  • Funds reported $53.8M of Oxford Lane Capital stock for Q2 2015, up 5.3% quarter-over-quarter.
  • 8 funds opened new Oxford Lane Capital positions in Q2 2015 and 5 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q2 2015 was Deutsche Bank, an estimated $3.83M added.
  • The largest Oxford Lane Capital seller in Q2 2015 was Trafelet Capital Management, an estimated $1.93M sold.

Based on aggregated 13F filings for Q2 2015.