ACG Wealth’s Oxford Lane Capital OXLC Stock Holding History

ACG Wealth’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-10,689	Closed	-$452K	–	239
2016 Q1	$452K	Sell	10,689 -5,124	-32%	-$218K	0.1%	141
2015 Q4	$787K	Sell	15,813 -979	-6%	-$53.9K	0.18%	111
2015 Q3	$958K	Sell	16,792 -1,787	-10%	-$121K	0.26%	88
2015 Q2	$1.32M	Buy	+18,579	New	+$1.4M	0.33%	82

Other funds holding OXLC

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.2B AUM 80.72% 1-Year Est. Return

KFA

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

ACG Wealth's OXLC Position: Q2 2016 in Review

ACG Wealth sold out of Oxford Lane Capital (OXLC) in Q2 2016, closing a stake of 10,689 shares — an estimated $452K sold.

ACG Wealth first reported a position in OXLC in Q2 2015 and held it in 4 quarters. The position peaked at $1.32M in Q2 2015. 27 funds tracked by Wall St. Rank hold OXLC as of Q2 2016.

ACG Wealth reported no remaining Oxford Lane Capital position as of Q2 2016 after selling out during the quarter.
ACG Wealth sold 10,689 Oxford Lane Capital shares in Q2 2016, an estimated $452K.
ACG Wealth first reported a position in Oxford Lane Capital in Q2 2015 and held it in 4 quarters.
ACG Wealth's Oxford Lane Capital position peaked at $1.32M in Q2 2015.
27 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q2 2016.

Based on ACG Wealth's 13F filing for Q2 2016, filed 9 Aug 2016.