AG
OXLC

Advisor Group’s Oxford Lane Capital OXLC Stock Holding History

Advisor Group’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$400K Buy
9,816
+434
+5% +$19.3K ﹤0.01% 1834
2019
Q3 		$437K Sell
9,382
-19,019
-67% -$961K ﹤0.01% 1724
2019
Q2 		$1.43M Sell
28,401
-12,403
-30% -$644K 0.01% 920
2019
Q1 		$2.01M Sell
40,804
-1,639
-4% -$82.6K 0.02% 720
2018
Q4 		$2.06M Buy
42,443
+7,716
+22% +$392K 0.02% 626
2018
Q3 		$1.84M Buy
34,727
+941
+3% +$51.5K 0.02% 672
2018
Q2 		$1.76M Sell
33,786
-1,287
-4% -$68.9K 0.02% 596
2018
Q1 		$1.78M Sell
35,073
-910
-3% -$46K 0.02% 601
2017
Q4 		$1.81M Buy
35,983
+4,539
+14% +$234K 0.02% 596
2017
Q3 		$1.6M Buy
31,444
+5,210
+20% +$274K 0.03% 588
2017
Q2 		$1.3M Buy
26,234
+11,939
+84% +$641K 0.02% 628
2017
Q1 		$795K Sell
14,295
-240
-2% -$13.3K 0.02% 820
2016
Q4 		$764K Sell
14,535
-5,164
-26% -$277K 0.02% 778
2016
Q3 		$1.03M Sell
19,699
-258
-1% -$13.1K 0.02% 627
2016
Q2 		$827K Buy
+19,957
New +$888K 0.02% 692

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Advisor Group's OXLC Position: Q4 2019 in Review

Advisor Group increased its Oxford Lane Capital (OXLC) stake by 4.6% in Q4 2019, buying an estimated $19.3K and bringing the position to 9,816 shares worth $400K. The position accounts for ﹤0.01% of the portfolio, ranked #1834.

Advisor Group first reported a position in OXLC in Q2 2016 and has held it in 15 quarters since. The position peaked at $2.06M in Q4 2018. 46 funds tracked by Wall St. Rank hold OXLC as of Q4 2019.

  • Advisor Group held 9,816 shares of Oxford Lane Capital worth $400K as of Q4 2019.
  • Advisor Group bought 434 Oxford Lane Capital shares in Q4 2019, an estimated $19.3K.
  • Oxford Lane Capital made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1834 holding.
  • Advisor Group first reported a position in Oxford Lane Capital in Q2 2016 and has held it in 15 quarters since.
  • Advisor Group's Oxford Lane Capital position peaked at $2.06M in Q4 2018.
  • 46 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.