OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

38 hedge funds and large institutions have $17.9M invested in Oxford Lane Capital in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+5
Holders Change %
+15.15%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
William Blair & Company
William Blair & Company
Illinois
+$1.86M
2
CAN
Cetera Advisor Networks
California
+$1.02M
3
Morgan Stanley
Morgan Stanley
New York
+$729K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$277K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$212K

Top Sellers

1
Millennium Management
Millennium Management
New York
-$414K
2
NFG
Next Financial Group
Texas
-$180K
3
AG
Advisor Group
Arizona
-$67.1K
4
BA
Bard Associates
Illinois
-$26.1K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$25.9K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$4.35M – – –
William Blair & Company
2
William Blair & Company
Illinois
$1.86M +$1.86M +178,256 New
AG
3
Advisor Group
Arizona
$1.76M -$67.1K -6,434 -4%
Morgan Stanley
4
Morgan Stanley
New York
$1.74M +$729K +69,988 +72%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.7M -$25.9K -2,486 -2%
CAN
6
Cetera Advisor Networks
California
$1.02M +$1.02M +98,147 New
Baird Financial Group
7
Baird Financial Group
Wisconsin
$961K +$104 +10 +0%
BA
8
Bard Associates
Illinois
$688K -$26.1K -2,500 -4%
BI
9
Bramshill Investments
Florida
$483K -$18.2K -1,744 -4%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$439K – – –
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$338K +$43.3K +4,150 +15%
GCP
12
GSA Capital Partners
United Kingdom
$305K +$123K +11,800 +67%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$277K +$277K +26,550 New
KA
14
Kovack Advisors
Florida
$273K +$26.7K +2,565 +11%
IA
15
IFP Advisors
Florida
$217K +$40.1K +3,850 +23%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$212K +$212K +20,328 New
FIM
17
Freedom Investment Management
Connecticut
$182K +$13.7K +1,314 +8%
UBS Group
18
UBS Group
Switzerland
$166K -$9.49K -910 -5%
SXL
19
Summit X LLC
Missouri
$156K +$31.9K +3,087 +26%
Bank of America
20
Bank of America
North Carolina
$138K +$19.4K +1,855 +16%
Wells Fargo
21
Wells Fargo
California
$133K +$73.1K +7,000 +122%
Creative Planning
22
Creative Planning
Kansas
$111K +$111K +10,631 New
Deutsche Bank
23
Deutsche Bank
Germany
$95K +$42.4K +4,063 +81%
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$78K – – –
ED
25
Exane Derivatives
France
$61.3K +$4.66K +447 +8%
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