OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

26 hedge funds and large institutions have $38.9M invested in Oxford Lane Capital in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
–
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
9
Reduced
5
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCCM
Nine Chapters Capital Management
New Jersey
$438K
2
DCM
Dialectic Capital Management
Connecticut
$423K
3
BRWA
B. Riley Wealth Advisors
Florida
$539K
4
TCM
Trafelet Capital Management
New York
$8.61M
5
PP
PDT Partners
New York
$297K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$552K
2
SIA
Sit Investment Associates
Minnesota
$7.7M
3
CS
Credit Suisse
Switzerland
$0
4
SAM
Serengeti Asset Management
New York
$5.08M
5
NIMC
NWQ Investment Management Company
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
1
Trafelet Capital Management
New York
$8.61M +$364K +21,507 +4%
SIA
2
Sit Investment Associates
Minnesota
$7.7M -$2.86M -169,077 -27%
SAM
3
Serengeti Asset Management
New York
$5.08M -$1.02M -60,000 -17%
KFA
4
Kelleher Financial Advisors
New York
$3.69M – – –
BA
5
Bard Associates
Illinois
$1.78M +$16.9K +1,000 +1%
SC
6
Selz Capital
New York
$1.68M +$70.9K +4,192 +4%
ISL
7
Ingalls & Snyder LLC
New York
$1.66M +$2.54K +150 +0.2%
Deutsche Bank
8
Deutsche Bank
Germany
$1.51M +$200K +11,831 +15%
CHAM
9
Clear Harbor Asset Management
Connecticut
$1.33M +$9.31K +550 +0.7%
CL
10
CSS LLC
Illinois
$998K – – –
Wells Fargo
11
Wells Fargo
California
$761K – – –
CAN
12
Cetera Advisor Networks
California
$706K +$218K +12,868 +45%
Morgan Stanley
13
Morgan Stanley
New York
$552K -$3.45M -203,786 -86%
BRWA
14
B. Riley Wealth Advisors
Florida
$539K +$396K +46,770 +277%
NCCM
15
Nine Chapters Capital Management
New Jersey
$438K +$438K +25,900 New
DCM
16
Dialectic Capital Management
Connecticut
$423K +$423K +25,000 New
YMRC
17
Yorktown Management & Research Company
Virginia
$338K – – –
PP
18
PDT Partners
New York
$297K +$297K +17,544 New
YCM
19
Yakira Capital Management
Connecticut
$280K -$529K -31,212 -65%
GA
20
Geneva Advisors
Illinois
$228K – – –
Millennium Management
21
Millennium Management
New York
$211K +$211K +12,479 New
U
22
UBS
Switzerland
$46K -$210K -12,411 -82%
Bank of America
23
Bank of America
North Carolina
$34K +$17K +1,000 +100%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$21K +$21K +1,250 New
GSC
25
Ground Swell Capital
South Carolina
$9K +$9K +503 New
1
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