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OXLC

Oxford Lane Capital

26 hedge funds and large institutions have $38.9M invested in Oxford Lane Capital in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

0% more funds holding

Funds holding: 2626 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

18% less capital invested

Capital invested by funds: $47.2M → $38.9M (-$8.34M)

Holders
26
Holders Change
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
9
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
1
Trafelet Capital Management
New York
$8.61M +$365K +4,301 +4%
SIA
2
Sit Investment Associates
Minnesota
$7.7M -$2.87M -33,815 -27%
SAM
3
Serengeti Asset Management
New York
$5.08M -$1.02M -12,000 -17%
KFA
4
Kelleher Financial Advisors
New York
$3.69M
BA
5
Bard Associates
Illinois
$1.77M +$17K +200 +1%
SC
6
Selz Capital
New York
$1.68M +$71.2K +839 +4%
ISL
7
Ingalls & Snyder LLC
New York
$1.66M +$2.55K +30 +0.2%
Deutsche Bank
8
Deutsche Bank
Germany
$1.51M +$201K +2,366 +15%
CHAM
9
Clear Harbor Asset Management
Connecticut
$1.32M +$9.34K +110 +0.7%
CL
10
CSS LLC
Illinois
$998K
Wells Fargo
11
Wells Fargo
California
$761K
CAN
12
Cetera Advisor Networks
California
$706K +$218K +2,574 +45%
Morgan Stanley
13
Morgan Stanley
New York
$552K -$3.46M -40,758 -86%
BRWA
14
B. Riley Wealth Advisors
Florida
$539K +$794K +9,354 +277%
NCCM
15
Nine Chapters Capital Management
New Jersey
$438K +$440K +5,180 New
DCM
16
Dialectic Capital Management
Connecticut
$423K +$424K +5,000 New
YMRC
17
Yorktown Management & Research Company
Virginia
$338K
PP
18
PDT Partners
New York
$297K +$298K +3,509 New
YCM
19
Yakira Capital Management
Connecticut
$280K -$530K -6,243 -65%
GA
20
Geneva Advisors
Illinois
$228K
Millennium Management
21
Millennium Management
New York
$211K +$212K +2,496 New
U
22
UBS
Switzerland
$46K -$211K -2,482 -82%
Bank of America
23
Bank of America
North Carolina
$34K +$17K +200 +100%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$21K +$21.2K +250 New
GSC
25
Ground Swell Capital
South Carolina
$9K +$8.57K +101 New

OXLC Hedge Fund Activity: Q2 2014 in Review

26 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2014, worth a combined $38.9M — down 18% from $47.2M a quarter earlier.

Fund positioning in OXLC was balanced in Q2 2014: 7 funds opened new positions, 7 closed out, 9 added to existing stakes and 5 trimmed.

The largest buyer was B. Riley Wealth Advisors, adding an estimated $794K. The largest seller was Morgan Stanley, cutting an estimated $3.46M.

  • 26 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $38.9M of Oxford Lane Capital stock for Q2 2014, down 18% quarter-over-quarter.
  • 7 funds opened new Oxford Lane Capital positions in Q2 2014 and 7 closed out, a net change of 0 holders.
  • The largest Oxford Lane Capital buyer in Q2 2014 was B. Riley Wealth Advisors, an estimated $794K added.
  • The largest Oxford Lane Capital seller in Q2 2014 was Morgan Stanley, an estimated $3.46M sold.

Based on aggregated 13F filings for Q2 2014.