Dialectic Capital Management’s Oxford Lane Capital OXLC Stock Holding History

Dialectic Capital Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,000	Closed	-$523K	–	252
2014 Q4	$523K	Sell	7,000 -4,000	-36%	-$313K	0.1%	180
2014 Q3	$843K	Buy	11,000 +6,000	+120%	+$496K	0.2%	130
2014 Q2	$423K	Buy	+5,000	New	+$424K	0.13%	138

Other funds holding OXLC

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.2B AUM 80.72% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

TCM

Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return

KFA

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

GCP

GSA Capital Partners London, United Kingdom $1.61B AUM 28.28% 1-Year Est. Return

Dialectic Capital Management's OXLC Position: Q1 2015 in Review

Dialectic Capital Management sold out of Oxford Lane Capital (OXLC) in Q1 2015, closing a stake of 7,000 shares — an estimated $523K sold.

Dialectic Capital Management first reported a position in OXLC in Q2 2014 and held it in 3 quarters. The position peaked at $843K in Q3 2014. 30 funds tracked by Wall St. Rank hold OXLC as of Q1 2015.

Dialectic Capital Management reported no remaining Oxford Lane Capital position as of Q1 2015 after selling out during the quarter.
Dialectic Capital Management sold 7,000 Oxford Lane Capital shares in Q1 2015, an estimated $523K.
Dialectic Capital Management first reported a position in Oxford Lane Capital in Q2 2014 and held it in 3 quarters.
Dialectic Capital Management's Oxford Lane Capital position peaked at $843K in Q3 2014.
30 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2015.

Based on Dialectic Capital Management's 13F filing for Q1 2015, filed 15 May 2015.