We are live on ! Find out more
OXLC

Oxford Lane Capital

28 hedge funds and large institutions have $42.9M invested in Oxford Lane Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

10% more capital invested

Capital invested by funds: $38.9M → $42.9M (+$3.96M)

8% more funds holding

Funds holding: 2628 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
10
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$13M +$14.1M +170,000 New
TCM
2
Trafelet Capital Management
New York
$7.8M
SIA
3
Sit Investment Associates
Minnesota
$4.25M -$2.93M -35,458 -39%
KFA
4
Kelleher Financial Advisors
New York
$3.44M -$6.61K -80 -0.2%
BA
5
Bard Associates
Illinois
$1.6M -$3.72K -45 -0.2%
SC
6
Selz Capital
New York
$1.58M +$61.2K +740 +4%
Deutsche Bank
7
Deutsche Bank
Germany
$1.48M +$120K +1,449 +8%
ISL
8
Ingalls & Snyder LLC
New York
$1.32M -$195K -2,364 -12%
CHAM
9
Clear Harbor Asset Management
Connecticut
$1.25M +$51.2K +619 +4%
CL
10
CSS LLC
Illinois
$905K
DCM
11
Dialectic Capital Management
Connecticut
$843K +$496K +6,000 +120%
CAN
12
Cetera Advisor Networks
California
$662K +$25.5K +308 +4%
Wells Fargo
13
Wells Fargo
California
$644K -$49.6K -600 -7%
GCP
14
GSA Capital Partners
United Kingdom
$615K +$663K +8,020 New
Jane Street
15
Jane Street
New York
$582K +$628K +7,594 New
NCCM
16
Nine Chapters Capital Management
New Jersey
$420K +$24.8K +300 +6%
Morgan Stanley
17
Morgan Stanley
New York
$410K -$95.7K -1,158 -18%
BRWA
18
B. Riley Wealth Advisors
Florida
$368K -$656K -7,934 -62%
YMRC
19
Yorktown Management & Research Company
Virginia
$307K
U
20
UBS
Switzerland
$305K +$284K +3,439 +631%
Citadel Advisors
21
Citadel Advisors
Florida
$262K +$283K +3,422 New
GA
22
Geneva Advisors
Illinois
$255K +$52.1K +630 +23%
YCM
23
Yakira Capital Management
Connecticut
$253K
PP
24
PDT Partners
New York
$166K -$111K -1,339 -38%
Bank of America
25
Bank of America
North Carolina
$41K +$11.2K +135 +34%

OXLC Hedge Fund Activity: Q3 2014 in Review

28 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2014, worth a combined $42.9M — up 10% from $38.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new OXLC positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 8 trimmed.

The largest buyer was GSA Capital Partners, opening a new position worth an estimated $663K. The largest seller was Serengeti Asset Management, exiting entirely with an estimated $5.08M sold.

  • 28 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2014, up from 26 in Q2 2014.
  • Funds reported $42.9M of Oxford Lane Capital stock for Q3 2014, up 10% quarter-over-quarter.
  • 6 funds opened new Oxford Lane Capital positions in Q3 2014 and 4 closed out, a net change of +2 holders.
  • The largest Oxford Lane Capital buyer in Q3 2014 was GSA Capital Partners, an estimated $663K added.
  • The largest Oxford Lane Capital seller in Q3 2014 was Serengeti Asset Management, an estimated $5.08M sold.

Based on aggregated 13F filings for Q3 2014.