OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

28 hedge funds and large institutions have $42.9M invested in Oxford Lane Capital in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
10
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCP
GSA Capital Partners
United Kingdom
$615K
2
Jane Street
Jane Street
New York
$582K
3
DCM
Dialectic Capital Management
Connecticut
$843K
4
U
UBS
Switzerland
$305K
5
Citadel Advisors
Citadel Advisors
Florida
$262K

Top Sellers

1
SAM
Serengeti Asset Management
New York
$0
2
SIA
Sit Investment Associates
Minnesota
$4.26M
3
BRWA
B. Riley Wealth Advisors
Florida
$368K
4
Millennium Management
Millennium Management
New York
$0
5
ISL
Ingalls & Snyder LLC
New York
$1.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$13M +$13M +850,000 New
TCM
2
Trafelet Capital Management
New York
$7.8M – – –
SIA
3
Sit Investment Associates
Minnesota
$4.26M -$2.72M -177,286 -39%
KFA
4
Kelleher Financial Advisors
New York
$3.44M -$6.33K -400 -0.2%
BA
5
Bard Associates
Illinois
$1.61M -$3.45K -225 -0.2%
SC
6
Selz Capital
New York
$1.58M +$56.8K +3,703 +4%
Deutsche Bank
7
Deutsche Bank
Germany
$1.48M +$111K +7,245 +8%
ISL
8
Ingalls & Snyder LLC
New York
$1.32M -$181K -11,820 -12%
CHAM
9
Clear Harbor Asset Management
Connecticut
$1.25M +$47.5K +3,095 +4%
CL
10
CSS LLC
Illinois
$905K – – –
DCM
11
Dialectic Capital Management
Connecticut
$843K +$460K +30,000 +120%
CAN
12
Cetera Advisor Networks
California
$662K +$23.6K +1,543 +4%
Wells Fargo
13
Wells Fargo
California
$644K -$46K -3,000 -7%
GCP
14
GSA Capital Partners
United Kingdom
$615K +$615K +40,100 New
Jane Street
15
Jane Street
New York
$582K +$582K +37,968 New
NCCM
16
Nine Chapters Capital Management
New Jersey
$420K +$23K +1,500 +6%
Morgan Stanley
17
Morgan Stanley
New York
$410K -$88.6K -5,793 -18%
BRWA
18
B. Riley Wealth Advisors
Florida
$368K -$609K -39,671 -62%
YMRC
19
Yorktown Management & Research Company
Virginia
$307K – – –
U
20
UBS
Switzerland
$305K +$263K +17,198 +631%
Citadel Advisors
21
Citadel Advisors
Florida
$262K +$262K +17,110 New
GA
22
Geneva Advisors
Illinois
$255K +$48.2K +3,150 +23%
YCM
23
Yakira Capital Management
Connecticut
$253K – – –
PP
24
PDT Partners
New York
$166K -$102K -6,694 -38%
Bank of America
25
Bank of America
North Carolina
$41K +$10.3K +674 +34%
1
2