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OXLC

Oxford Lane Capital

44 hedge funds and large institutions have $15.6M invested in Oxford Lane Capital in 2020 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

61% more capital invested

Capital invested by funds: $9.67M → $15.6M (+$5.93M)

22% more funds holding

Funds holding: 3644 (+8)

0.23% more ownership

Funds ownership: 0.59%0.82% (+0.23%)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

Holders
44
Holders Change
+8
Holders Change %
+22.22%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
15
Increased
9
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EG
1
Enstar Group
Bermuda
$2.6M +$2.53M +118,243 New
BAM
2
Belpointe Asset Management
Nevada
$1.53M +$1.49M +69,462 New
Osaic Holdings
3
Osaic Holdings
Arizona
$1.38M +$551K +25,737 +70%
Invesco
4
Invesco
Georgia
$1.32M -$500K -23,347 -28%
P
5
&Partners
Tennessee
$1.04M +$12.7K +592 +1%
VEA
6
Virtus ETF Advisers
New York
$1.03M +$1,000K +46,671 New
QGA
7
Q Global Advisors
Texas
$969K -$943K -44,037 -50%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$953K -$13K -607 -1%
KPWS
9
Kestra Private Wealth Services
Texas
$927K +$902K +42,124 New
Morgan Stanley
10
Morgan Stanley
New York
$553K +$51.6K +2,410 +11%
WS
11
Wedbush Securities
California
$419K -$63.6K -2,967 -13%
Squarepoint
12
Squarepoint
New York
$402K +$316K +14,766 +421%
BA
13
Bard Associates
Illinois
$242K -$6.53K -305 -3%
BRWA
14
B. Riley Wealth Advisors
Florida
$237K -$7.73K -361 -3%
Bank of America
15
Bank of America
North Carolina
$226K -$428 -20 -0.2%
IFG
16
Independent Financial Group
California
$220K +$73K +3,410 +52%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$174K +$96.8K +4,519 +135%
SSA
18
Schonfeld Strategic Advisors
New York
$156K +$152K +7,080 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$154K -$8.5K -397 -5%
UBS Group
20
UBS Group
Switzerland
$121K -$260K -12,146 -69%
LPL Financial
21
LPL Financial
California
$93K -$54.2K -2,529 -37%
TC
22
TownSquare Capital
Utah
$92K +$87.1K +4,064 New
NA
23
NewEdge Advisors
Louisiana
$89K -$25.4K -1,188 -23%
TF
24
Trek Financial
Arizona
$85K
DIM
25
Delta Investment Management
California
$67K +$86 +4 +0.1%

OXLC Hedge Fund Activity: Q3 2020 in Review

44 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2020, worth a combined $15.6M — up 61% from $9.67M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OXLC positions and 6 closed out — a net gain of 9 holders — while 9 added to existing stakes and 13 trimmed.

The largest buyer was Enstar Group, opening a new position worth an estimated $2.53M. The largest seller was Q Global Advisors, cutting an estimated $943K.

  • 44 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2020, up from 36 in Q2 2020.
  • Funds reported $15.6M of Oxford Lane Capital stock for Q3 2020, up 61% quarter-over-quarter.
  • 15 funds opened new Oxford Lane Capital positions in Q3 2020 and 6 closed out, a net change of +9 holders.
  • The largest Oxford Lane Capital buyer in Q3 2020 was Enstar Group, an estimated $2.53M added.
  • The largest Oxford Lane Capital seller in Q3 2020 was Q Global Advisors, an estimated $943K sold.

Based on aggregated 13F filings for Q3 2020.