OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

90 hedge funds and large institutions have $51.8M invested in Oxford Lane Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 39 increasing their positions, 16 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+2
Holders Change %
+2.27%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
39
Reduced
16
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$3.92M
2
Osaic Holdings
Osaic Holdings
Arizona
$4.18M
3
PCM
Penserra Capital Management
California
$14.1M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.3M
5
CSS
Cubist Systematic Strategies
Connecticut
$727K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$818K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
$231K
3
DFG
Delphi Financial Group
Delaware
$1.78M
4
LPL Financial
LPL Financial
California
$2.03M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
1
Penserra Capital Management
California
$14.1M +$1.64M +328,744 +13%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.18M +$2.02M +404,417 +94%
Citadel Advisors
3
Citadel Advisors
Florida
$3.92M +$3.92M +785,868 New
Morgan Stanley
4
Morgan Stanley
New York
$3.83M +$302K +60,445 +9%
LPL Financial
5
LPL Financial
California
$2.03M -$417K -83,548 -17%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.82M +$64.1K +12,844 +4%
DFG
7
Delphi Financial Group
Delaware
$1.78M -$710K -142,216 -28%
WS
8
Wedbush Securities
California
$1.62M -$90.6K -18,164 -5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.3M +$765K +153,332 +143%
P
10
&Partners
Tennessee
$1.21M -$51K -10,229 -4%
VEA
11
Virtus ETF Advisers
New York
$1.1M +$554K +111,096 +101%
HF
12
HRT Financial
New York
$992K -$163K -32,781 -14%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$818K -$6.25M -1,253,227 -88%
CSS
14
Cubist Systematic Strategies
Connecticut
$727K +$586K +117,400 +414%
RJA
15
Raymond James & Associates
Florida
$681K -$9.28K -1,859 -1%
GWM
16
Geneos Wealth Management
Colorado
$599K +$32.4K +6,500 +6%
Wells Fargo
17
Wells Fargo
California
$547K +$18.9K +3,797 +4%
SIC
18
Samalin Investment Counsel
New York
$519K +$121K +24,299 +30%
PAG
19
Private Advisor Group
New Jersey
$517K +$60K +12,028 +13%
CM
20
CastleKnight Management
New York
$484K – – –
Bank of America
21
Bank of America
North Carolina
$472K +$136K +27,314 +41%
ACM
22
Arlington Capital Management
Illinois
$444K +$81.9K +16,414 +23%
KAS
23
Kestra Advisory Services
Texas
$423K -$75.9K -15,207 -15%
SPC
24
Sigma Planning Corp
Michigan
$370K +$6.59K +1,321 +2%
SCA
25
Sage Capital Advisors
South Dakota
$363K +$24.8K +4,977 +7%
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