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OXLC

Oxford Lane Capital

90 hedge funds and large institutions have $53.7M invested in Oxford Lane Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 40 increasing their positions, 16 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 16

21% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 14

2% more funds holding

Funds holding: 8890 (+2)

3% more capital invested

Capital invested by funds: $52M → $53.7M (+$1.68M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.18% less ownership

Funds ownership: 1.25%1.07% (-0.18%)

Holders
90
Holders Change
+2
Holders Change %
+2.27%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
40
Reduced
16
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Penserra Capital Management
California
$14.1M +$1.69M +65,749 +13%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.18M +$2.08M +80,884 +94%
Citadel Advisors
3
Citadel Advisors
Florida
$3.92M +$4.05M +157,174 New
Morgan Stanley
4
Morgan Stanley
New York
$3.83M +$311K +12,089 +9%
LPL Financial
5
LPL Financial
California
$2.03M -$430K -16,710 -17%
IFG
6
Independent Financial Group
California
$1.94M +$69.9K +2,715 +4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.82M +$66.1K +2,568 +4%
DFG
8
Delphi Financial Group
Delaware
$1.78M -$732K -28,443 -28%
WS
9
Wedbush Securities
California
$1.62M -$93.5K -3,632 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.3M +$790K +30,666 +143%
P
11
&Partners
Tennessee
$1.21M -$52.7K -2,045 -4%
VEA
12
Virtus ETF Advisers
New York
$1.1M +$572K +22,219 +101%
HF
13
HRT Financial
New York
$992K -$169K -6,557 -14%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$818K -$6.45M -250,645 -88%
CSS
15
Cubist Systematic Strategies
Connecticut
$727K +$605K +23,480 +414%
RJA
16
Raymond James & Associates
Florida
$681K -$9.58K -372 -1%
GWM
17
Geneos Wealth Management
Colorado
$599K +$33.5K +1,300 +6%
Wells Fargo
18
Wells Fargo
California
$547K +$19.6K +760 +4%
SIC
19
Samalin Investment Counsel
New York
$519K +$125K +4,860 +30%
PAG
20
Private Advisor Group
New Jersey
$517K +$62K +2,406 +13%
CM
21
CastleKnight Management
New York
$484K
Bank of America
22
Bank of America
North Carolina
$472K +$141K +5,462 +41%
ACM
23
Arlington Capital Management
Illinois
$444K +$84.5K +3,283 +23%
KAS
24
Kestra Advisory Services
Texas
$423K -$78.3K -3,041 -15%
SPC
25
Sigma Planning Corp
Michigan
$370K +$6.8K +264 +2%

OXLC Hedge Fund Activity: Q3 2023 in Review

90 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2023, worth a combined $53.7M — up 3.2% from $52M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXLC positions and 14 closed out — a net gain of 3 holders — while 40 added to existing stakes and 16 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.05M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $6.45M.

  • 90 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2023, up from 88 in Q2 2023.
  • Funds reported $53.7M of Oxford Lane Capital stock for Q3 2023, up 3.2% quarter-over-quarter.
  • 17 funds opened new Oxford Lane Capital positions in Q3 2023 and 14 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q3 2023 was Citadel Advisors, an estimated $4.05M added.
  • The largest Oxford Lane Capital seller in Q3 2023 was Thomas J. Herzfeld Advisors, an estimated $6.45M sold.

Based on aggregated 13F filings for Q3 2023.