OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

34 hedge funds and large institutions have $15.1M invested in Oxford Lane Capital in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
9
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
+$411K
2
AG
Advisor Group
Arizona
+$374K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$170K
4
LPL Financial
LPL Financial
California
+$147K
5
UBS Group
UBS Group
Switzerland
+$142K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$5.46M
2
William Blair & Company
William Blair & Company
Illinois
-$1.97M
3
SC
Selz Capital
New York
-$1.39M
4
Wells Fargo
Wells Fargo
California
-$546K
5
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$343K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$2.66M -$1.39M -143,457 -34%
AG
2
Advisor Group
Arizona
$2.06M +$374K +38,581 +22%
P
3
&Partners
Tennessee
$1.93M +$1.93M +205,081 New
Morgan Stanley
4
Morgan Stanley
New York
$1.55M -$250K -25,807 -14%
CAN
5
Cetera Advisor Networks
California
$1.19M +$54.9K +5,669 +5%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$901K -$2.87K -296 -0.3%
BA
7
Bard Associates
Illinois
$637K -$3.88K -400 -0.6%
LPL Financial
8
LPL Financial
California
$550K +$147K +15,100 +36%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$533K +$170K +17,487 +47%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$530K -$23.9K -2,459 -4%
Wells Fargo
11
Wells Fargo
California
$451K -$546K -56,269 -55%
Deutsche Bank
12
Deutsche Bank
Germany
$442K +$411K +42,400 +1,310%
UBS Group
13
UBS Group
Switzerland
$380K +$142K +14,586 +59%
SXL
14
Summit X LLC
Missouri
$169K +$23.9K +2,488 +16%
Creative Planning
15
Creative Planning
Kansas
$162K +$57.9K +5,969 +56%
GCP
16
GSA Capital Partners
United Kingdom
$159K -$66.9K -6,900 -30%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$145K -$40K -4,125 -22%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$134K -$18.7K -1,930 -12%
S
19
SignatureFD
Georgia
$116K – – –
KA
20
Kovack Advisors
Florida
$99K +$99K +10,173 New
Bank of America
21
Bank of America
North Carolina
$97K -$29.3K -3,030 -23%
ED
22
Exane Derivatives
France
$28.1K – – –
CG
23
Cutler Group
California
$26K +$26K +2,700 New
CIAS
24
Capital Investment Advisory Services
North Carolina
$22K +$22K +2,303 New
GWM
25
Geneos Wealth Management
Colorado
$19K – – –
1
2