OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

33 hedge funds and large institutions have $13.6M invested in Oxford Lane Capital in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+4
Holders Change %
+13.79%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.23M
2
KA
Kovack Advisors
Florida
+$239K
3
NFG
Next Financial Group
Texas
+$180K
4
Millennium Management
Millennium Management
New York
+$148K
5
SXL
Summit X LLC
Missouri
+$121K

Top Sellers

1
Invesco
Invesco
Georgia
-$5.36M
2
Morgan Stanley
Morgan Stanley
New York
-$2.16M
3
Goldman Sachs
Goldman Sachs
New York
-$1.24M
4
CAN
Cetera Advisor Networks
California
-$839K
5
SC
Selz Capital
New York
-$386K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$4.23M -$386K -38,075 -8%
AG
2
Advisor Group
Arizona
$1.78M -$46.1K -4,549 -3%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.68M +$1.23M +121,822 +279%
Morgan Stanley
4
Morgan Stanley
New York
$984K -$2.16M -212,970 -69%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$934K +$110K +10,870 +13%
BA
6
Bard Associates
Illinois
$694K -$56.8K -5,610 -8%
BI
7
Bramshill Investments
Florida
$487K -$45.8K -4,522 -9%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$439K +$53.8K +5,315 +14%
Millennium Management
9
Millennium Management
New York
$414K +$148K +14,618 +56%
Manulife (Manufacturers Life Insurance)
10
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$286K +$8K +790 +3%
KA
11
Kovack Advisors
Florida
$239K +$239K +23,613 New
NFG
12
Next Financial Group
Texas
$180K +$180K +17,785 New
GCP
13
GSA Capital Partners
United Kingdom
$177K -$27.3K -2,700 -13%
IA
14
IFP Advisors
Florida
$171K – – –
UBS Group
15
UBS Group
Switzerland
$171K +$11.9K +1,167 +7%
FIM
16
Freedom Investment Management
Connecticut
$164K +$37.4K +3,696 +30%
SXL
17
Summit X LLC
Missouri
$121K +$121K +12,000 New
Bank of America
18
Bank of America
North Carolina
$115K +$13.2K +1,300 +13%
CIBC Private Wealth Group
19
CIBC Private Wealth Group
Georgia
$76K – – –
Wells Fargo
20
Wells Fargo
California
$58K -$39.6K -3,917 -41%
ED
21
Exane Derivatives
France
$55.1K -$16.1K -1,590 -23%
Deutsche Bank
22
Deutsche Bank
Germany
$50K +$16.9K +1,700 +51%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$27K +$4.02K +400 +18%
WEC
24
Winslow Evans & Crocker
Massachusetts
$21.5K +$1.01K +100 +5%
GWM
25
Geneos Wealth Management
Colorado
$20K +$20K +2,000 New
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