OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

73 hedge funds and large institutions have $36.2M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$8.99M
2
LPL Financial
2
LPL Financial
California
$2.11M
3
WS
3
Wedbush Securities
California
$1.57M
4
CIA
4
Capital Investment Advisors
Georgia
$338K
5
RJA
5
Raymond James & Associates
Florida
$583K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$0
2
DFG
2
Delphi Financial Group
Delaware
$1.05M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.96M
4
Northern Trust
4
Northern Trust
Illinois
$0
5
JF
5
Jump Financial
Illinois
$68K
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
1
Penserra Capital Management
California
$8.99M +$961K +185,919 +12%
EG
2
Enstar Group
Bermuda
$3.23M – – –
Morgan Stanley
3
Morgan Stanley
New York
$2.96M -$216K -41,838 -7%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.13M +$32.8K +6,341 +2%
LPL Financial
5
LPL Financial
California
$2.11M +$510K +98,721 +32%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.68M +$194K +37,530 +13%
P
7
&Partners
Tennessee
$1.58M +$11.9K +2,304 +0.8%
WS
8
Wedbush Securities
California
$1.57M +$431K +83,287 +38%
DFG
9
Delphi Financial Group
Delaware
$1.05M -$708K -136,840 -40%
Invesco
10
Invesco
Georgia
$932K -$16.7K -3,228 -2%
VEA
11
Virtus ETF Advisers
New York
$762K -$148K -28,582 -16%
WWM
12
Western Wealth Management
Colorado
$596K -$27.7K -5,143 -4%
RJA
13
Raymond James & Associates
Florida
$583K +$325K +62,860 +126%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$510K -$90K -17,392 -15%
Bank of America
15
Bank of America
North Carolina
$482K +$303K +58,608 +170%
ACI
16
Alpha Cubed Investments
California
$478K – – –
PAG
17
Private Advisor Group
New Jersey
$415K +$113K +21,784 +37%
BA
18
Bard Associates
Illinois
$386K +$23.5K +4,550 +6%
BRWA
19
B. Riley Wealth Advisors
Florida
$347K +$85.3K +16,460 +33%
CIA
20
Capital Investment Advisors
Georgia
$338K +$338K +65,379 New
SCA
21
Sage Capital Advisors
South Dakota
$316K +$125K +24,223 +66%
ASFA
22
All Season Financial Advisors
Colorado
$279K +$12.5K +2,409 +5%
GWM
23
Geneos Wealth Management
Colorado
$268K -$41.4K -8,027 -13%
CC
24
Claybrook Capital
Massachusetts
$266K +$117K +22,555 +78%
NA
25
NewEdge Advisors
Louisiana
$252K +$17.1K +3,300 +7%
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