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OXLC

Oxford Lane Capital

73 hedge funds and large institutions have $38.3M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.02% less ownership

Funds ownership: 0.97%0.95% (-0.02%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

4% less funds holding

Funds holding: 7673 (-3)

6% less capital invested

Capital invested by funds: $40.7M → $38.3M (-$2.47M)

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
28
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Penserra Capital Management
California
$8.99M +$1.12M +37,184 +12%
EG
2
Enstar Group
Bermuda
$3.23M
Morgan Stanley
3
Morgan Stanley
New York
$2.96M -$252K -8,367 -7%
Osaic Holdings
4
Osaic Holdings
Arizona
$2.13M +$38.2K +1,268 +2%
LPL Financial
5
LPL Financial
California
$2.11M +$594K +19,744 +32%
IFG
6
Independent Financial Group
California
$2.06M -$151 -5 -0%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.68M +$226K +7,506 +13%
P
8
&Partners
Tennessee
$1.58M +$13.8K +460 +0.8%
WS
9
Wedbush Securities
California
$1.57M +$502K +16,657 +38%
DFG
10
Delphi Financial Group
Delaware
$1.05M -$824K -27,368 -40%
Invesco
11
Invesco
Georgia
$932K -$19.4K -646 -2%
VEA
12
Virtus ETF Advisers
New York
$762K -$172K -5,717 -16%
WWM
13
Western Wealth Management
Colorado
$596K -$31K -1,028 -4%
RJA
14
Raymond James & Associates
Florida
$583K +$379K +12,572 +126%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$510K -$105K -3,479 -15%
Bank of America
16
Bank of America
North Carolina
$482K +$353K +11,722 +170%
ACI
17
Alpha Cubed Investments
California
$478K
PAG
18
Private Advisor Group
New Jersey
$415K +$131K +4,356 +37%
BA
19
Bard Associates
Illinois
$386K +$27.4K +910 +6%
BRWA
20
B. Riley Wealth Advisors
Florida
$347K +$99.1K +3,292 +33%
CIA
21
Capital Investment Advisors
Georgia
$338K +$394K +13,076 New
SCA
22
Sage Capital Advisors
South Dakota
$316K +$146K +4,845 +66%
ASFA
23
All Season Financial Advisors
Colorado
$279K +$14.5K +482 +5%
GWM
24
Geneos Wealth Management
Colorado
$268K -$48.3K -1,605 -13%
CC
25
Claybrook Capital
Massachusetts
$266K +$136K +4,511 +78%

OXLC Hedge Fund Activity: Q3 2022 in Review

73 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2022, worth a combined $38.3M — down 6.1% from $40.7M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of OXLC and 13 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 28 added.

The largest buyer was Penserra Capital Management, adding an estimated $1.12M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $895K sold.

  • 73 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2022, down from 76 in Q2 2022.
  • Funds reported $38.3M of Oxford Lane Capital stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 13 funds opened new Oxford Lane Capital positions in Q3 2022 and 14 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2022 was Penserra Capital Management, an estimated $1.12M added.
  • The largest Oxford Lane Capital seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $895K sold.

Based on aggregated 13F filings for Q3 2022.