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OXLC

Oxford Lane Capital

46 hedge funds and large institutions have $21.4M invested in Oxford Lane Capital in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 5

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

43% more capital invested

Capital invested by funds: $15M → $21.4M (+$6.5M)

35% more funds holding

Funds holding: 3446 (+12)

0.3% more ownership

Funds ownership: 0.59%0.89% (+0.3%)

Holders
46
Holders Change
+12
Holders Change %
+35.29%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
15
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.37M -$1.79M -40,355 -27%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$2.65M +$2.88M +64,898 New
SC
3
Selz Capital
New York
$1.63M +$1.78M +40,000 New
CAN
4
Cetera Advisor Networks
California
$1.49M +$244K +5,498 +18%
DFG
5
Delphi Financial Group
Delaware
$979K +$1.07M +24,000 New
Qube Research & Technologies (QRT)
6
Qube Research & Technologies (QRT)
United Kingdom
$979K +$1.07M +24,000 New
P
7
&Partners
Tennessee
$972K +$119K +2,689 +13%
LPL Financial
8
LPL Financial
California
$941K +$736K +16,562 +255%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$727K +$10.3K +231 +1%
WS
10
Wedbush Securities
California
$681K +$380K +8,545 +105%
CS
11
Credit Suisse
Switzerland
$490K +$533K +12,000 New
BA
12
Bard Associates
Illinois
$466K -$36.5K -821 -7%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$461K +$338K +7,609 +228%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$442K +$21.4K +481 +5%
Bank of America
15
Bank of America
North Carolina
$408K +$355K +7,982 +398%
AG
16
Advisor Group
Arizona
$400K +$19.3K +434 +5%
Millennium Management
17
Millennium Management
New York
$392K +$427K +9,618 New
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$324K +$357K +8,040 New
BRWA
19
B. Riley Wealth Advisors
Florida
$303K +$44.1K +993 +15%
UBS Group
20
UBS Group
Switzerland
$244K -$184K -4,134 -41%
SW
21
SkyOak Wealth
Michigan
$190K +$207K +4,649 New
IAA
22
Independent Advisor Alliance
North Carolina
$181K +$197K +4,428 New
BCA
23
Bay Colony Advisors
Massachusetts
$159K +$155K +3,494 New
SSA
24
Schonfeld Strategic Advisors
New York
$159K +$173K +3,900 New
TF
25
Trek Financial
Arizona
$157K

OXLC Hedge Fund Activity: Q4 2019 in Review

46 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2019, worth a combined $21.4M — up 43% from $15M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXLC positions and 5 closed out — a net gain of 12 holders — while 15 added to existing stakes and 8 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $2.88M. The largest seller was Morgan Stanley, cutting an estimated $1.79M.

  • 46 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2019, up from 34 in Q3 2019.
  • Funds reported $21.4M of Oxford Lane Capital stock for Q4 2019, up 43% quarter-over-quarter.
  • 17 funds opened new Oxford Lane Capital positions in Q4 2019 and 5 closed out, a net change of +12 holders.
  • The largest Oxford Lane Capital buyer in Q4 2019 was Thomas J. Herzfeld Advisors, an estimated $2.88M added.
  • The largest Oxford Lane Capital seller in Q4 2019 was Morgan Stanley, an estimated $1.79M sold.

Based on aggregated 13F filings for Q4 2019.