OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

47 hedge funds and large institutions have $21.4M invested in Oxford Lane Capital in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+12
Holders Change %
+34.29%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
15
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$2.65M
2
SC
Selz Capital
New York
$1.63M
3
DFG
Delphi Financial Group
Delaware
$979K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$979K
5
LPL Financial
LPL Financial
California
$941K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$4.37M
2
Deutsche Bank
Deutsche Bank
Germany
$0
3
UBS Group
UBS Group
Switzerland
$244K
4
Wells Fargo
Wells Fargo
California
$156K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$94K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.37M -$1.65M -201,774 -27%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$2.65M +$2.65M +324,491 New
SC
3
Selz Capital
New York
$1.63M +$1.63M +200,000 New
CAN
4
Cetera Advisor Networks
California
$1.49M +$224K +27,493 +18%
DFG
5
Delphi Financial Group
Delaware
$979K +$979K +120,000 New
Qube Research & Technologies (QRT)
6
Qube Research & Technologies (QRT)
United Kingdom
$979K +$979K +120,000 New
P
7
&Partners
Tennessee
$972K +$110K +13,446 +13%
LPL Financial
8
LPL Financial
California
$941K +$676K +82,812 +255%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$727K +$9.44K +1,158 +1%
WS
10
Wedbush Securities
California
$681K +$349K +42,722 +105%
CS
11
Credit Suisse
Switzerland
$490K +$490K +60,000 New
BA
12
Bard Associates
Illinois
$466K -$33.5K -4,105 -7%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$461K +$321K +38,045 +228%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$442K +$19.6K +2,402 +5%
Bank of America
15
Bank of America
North Carolina
$408K +$326K +39,910 +398%
AG
16
Advisor Group
Arizona
$400K +$17.7K +2,172 +5%
Millennium Management
17
Millennium Management
New York
$392K +$392K +48,089 New
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$324K +$324K +40,201 New
BRWA
19
B. Riley Wealth Advisors
Florida
$303K +$40.6K +4,963 +15%
UBS Group
20
UBS Group
Switzerland
$244K -$169K -20,666 -41%
SW
21
SkyOak Wealth
Michigan
$190K +$190K +23,245 New
IAA
22
Independent Advisor Alliance
North Carolina
$181K +$181K +22,139 New
BCA
23
Bay Colony Advisors
Massachusetts
$159K +$159K +17,471 New
SSA
24
Schonfeld Strategic Advisors
New York
$159K +$159K +19,500 New
TF
25
Trek Financial
Arizona
$157K – – –
1
2