OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

35 hedge funds and large institutions have $15M invested in Oxford Lane Capital in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-4
Holders Change %
-10.26%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
14
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.17M
2
WS
Wedbush Securities
California
+$179K
3
NA
NewEdge Advisors
Louisiana
+$132K
4
BRWA
B. Riley Wealth Advisors
Florida
+$118K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$112K

Top Sellers

1
VEA
Virtus ETF Advisers
New York
-$6.67M
2
SC
Selz Capital
New York
-$1.14M
3
AG
Advisor Group
Arizona
-$886K
4
Deutsche Bank
Deutsche Bank
Germany
-$431K
5
Citadel Advisors
Citadel Advisors
Florida
-$411K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.85M +$4.17M +448,460 +155%
CAN
2
Cetera Advisor Networks
California
$1.44M +$31.9K +3,430 +2%
P
3
&Partners
Tennessee
$983K +$36.5K +3,924 +4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$818K +$112K +12,008 +16%
BA
5
Bard Associates
Illinois
$570K -$14.4K -1,550 -2%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$481K +$36.3K +3,912 +8%
UBS Group
7
UBS Group
Switzerland
$470K +$42.8K +4,606 +10%
AG
8
Advisor Group
Arizona
$437K -$886K -95,098 -67%
WS
9
Wedbush Securities
California
$379K +$179K +19,215 +89%
LPL Financial
10
LPL Financial
California
$303K -$29.3K -3,141 -9%
BRWA
11
B. Riley Wealth Advisors
Florida
$299K +$118K +12,699 +66%
Wells Fargo
12
Wells Fargo
California
$247K -$57.4K -6,174 -19%
Deutsche Bank
13
Deutsche Bank
Germany
$229K -$431K -46,483 -65%
CSS
14
Cubist Systematic Strategies
Connecticut
$206K +$66K +7,100 +47%
MA
15
Mutual Advisors
Nebraska
$180K +$5.82K +625 +3%
TF
16
Trek Financial
Arizona
$179K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$155K -$324K -34,838 -68%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$148K -$7.96K -856 -5%
NA
19
NewEdge Advisors
Louisiana
$132K +$132K +14,200 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$107K -$11.6K -1,248 -10%
Bank of America
21
Bank of America
North Carolina
$93K – – –
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$33K +$1.36K +147 +4%
CIAS
23
Capital Investment Advisory Services
North Carolina
$31K -$18.8K -2,000 -38%
TRCT
24
Tower Research Capital (TRC)
New York
$25K -$13K -1,417 -34%
CG
25
Cutler Group
California
$25K – – –
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