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OXLC

Oxford Lane Capital

34 hedge funds and large institutions have $15M invested in Oxford Lane Capital in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

0.42% less ownership

Funds ownership: 1.01%0.59% (-0.42%)

13% less funds holding

Funds holding: 3934 (-5)

31% less capital invested

Capital invested by funds: $21.7M → $15M (-$6.71M)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
34
Holders Change
-5
Holders Change %
-12.82%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
14
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.85M +$4.53M +89,692 +155%
CAN
2
Cetera Advisor Networks
California
$1.44M +$34.7K +686 +2%
P
3
&Partners
Tennessee
$983K +$39.7K +785 +4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$818K +$121K +2,402 +16%
BA
5
Bard Associates
Illinois
$570K -$15.7K -310 -2%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$481K +$39.5K +782 +8%
UBS Group
7
UBS Group
Switzerland
$470K +$46.6K +922 +10%
AG
8
Advisor Group
Arizona
$437K -$961K -19,019 -67%
WS
9
Wedbush Securities
California
$379K +$194K +3,843 +89%
LPL Financial
10
LPL Financial
California
$303K -$31.7K -628 -9%
BRWA
11
B. Riley Wealth Advisors
Florida
$299K +$128K +2,539 +66%
Wells Fargo
12
Wells Fargo
California
$247K -$62.4K -1,235 -19%
Deutsche Bank
13
Deutsche Bank
Germany
$229K -$470K -9,297 -65%
CSS
14
Cubist Systematic Strategies
Connecticut
$206K +$71.8K +1,420 +47%
MA
15
Mutual Advisors
Nebraska
$180K +$6.32K +125 +3%
TF
16
Trek Financial
Arizona
$179K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$155K -$352K -6,968 -68%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$148K -$8.64K -171 -5%
NA
19
NewEdge Advisors
Louisiana
$132K +$144K +2,840 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$107K -$12.6K -250 -10%
Bank of America
21
Bank of America
North Carolina
$93K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$33K +$1.47K +29 +4%
CIAS
23
Capital Investment Advisory Services
North Carolina
$31K -$20.2K -400 -38%
TRCT
24
Tower Research Capital (TRC)
New York
$25K -$14.3K -283 -34%
CG
25
Cutler Group
California
$25K

OXLC Hedge Fund Activity: Q3 2019 in Review

34 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2019, worth a combined $15M — down 31% from $21.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of OXLC and 4 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $4.53M. The largest seller was Virtus ETF Advisers, exiting entirely with an estimated $6.67M sold.

  • 34 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2019, down from 39 in Q2 2019.
  • Funds reported $15M of Oxford Lane Capital stock for Q3 2019, down 31% quarter-over-quarter.
  • 4 funds opened new Oxford Lane Capital positions in Q3 2019 and 9 closed out, a net change of -5 holders.
  • The largest Oxford Lane Capital buyer in Q3 2019 was Morgan Stanley, an estimated $4.53M added.
  • The largest Oxford Lane Capital seller in Q3 2019 was Virtus ETF Advisers, an estimated $6.67M sold.

Based on aggregated 13F filings for Q3 2019.