OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

31 hedge funds and large institutions have $10.6M invested in Oxford Lane Capital in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-3
Holders Change %
-8.82%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
8
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$198K
2
BRWA
B. Riley Wealth Advisors
Florida
+$157K
3
Morgan Stanley
Morgan Stanley
New York
+$155K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$119K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$110K

Top Sellers

1
P
&Partners
Tennessee
-$1.74M
2
SC
Selz Capital
New York
-$1.59M
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$492K
4
Deutsche Bank
Deutsche Bank
Germany
-$393K
5
LPL Financial
LPL Financial
California
-$277K
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
1
Advisor Group
Arizona
$2.01M -$80.6K -8,198 -4%
Morgan Stanley
2
Morgan Stanley
New York
$1.73M +$155K +15,708 +10%
CAN
3
Cetera Advisor Networks
California
$1.29M +$81.6K +8,296 +7%
SC
4
Selz Capital
New York
$1.11M -$1.59M -161,367 -59%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$659K +$119K +12,069 +22%
BA
6
Bard Associates
Illinois
$633K -$12.8K -1,300 -2%
UBS Group
7
UBS Group
Switzerland
$583K +$198K +20,143 +51%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$426K -$111K -11,290 -21%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$422K -$492K -49,973 -54%
Wells Fargo
10
Wells Fargo
California
$290K -$167K -17,003 -37%
LPL Financial
11
LPL Financial
California
$281K -$277K -28,120 -50%
P
12
&Partners
Tennessee
$276K -$1.74M -177,042 -86%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$163K +$27.2K +2,761 +20%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$159K +$12.3K +1,252 +8%
BRWA
15
B. Riley Wealth Advisors
Florida
$157K +$157K +15,858 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$110K +$110K +11,156 New
Bank of America
17
Bank of America
North Carolina
$99K – – –
Deutsche Bank
18
Deutsche Bank
Germany
$35K -$393K -41,900 -92%
CG
19
Cutler Group
California
$26K – – –
CIAS
20
Capital Investment Advisory Services
North Carolina
$23K – – –
GWM
21
Geneos Wealth Management
Colorado
$19K – – –
WEC
22
Winslow Evans & Crocker
Massachusetts
$14K -$2.8K -250 -17%
FANJ
23
Financial Architects (New Jersey)
New Jersey
$13K +$2.66K +270 +26%
TRCT
24
Tower Research Capital (TRC)
New York
$13K +$7.97K +787 +159%
EWM
25
Edge Wealth Management
New York
$10K – – –
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