We are live on ! Find out more
OXLC

Oxford Lane Capital

30 hedge funds and large institutions have $10.6M invested in Oxford Lane Capital in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.26% less ownership

Funds ownership: 0.86%0.6% (-0.26%)

12% less funds holding

Funds holding: 3430 (-4)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

30% less capital invested

Capital invested by funds: $15.1M → $10.6M (-$4.49M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
8
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
1
Advisor Group
Arizona
$2.01M -$82.6K -1,639 -4%
Morgan Stanley
2
Morgan Stanley
New York
$1.73M +$158K +3,142 +10%
CAN
3
Cetera Advisor Networks
California
$1.29M +$83.6K +1,659 +7%
SC
4
Selz Capital
New York
$1.11M -$1.63M -32,273 -59%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$659K +$122K +2,414 +22%
BA
6
Bard Associates
Illinois
$633K -$13.1K -260 -2%
UBS Group
7
UBS Group
Switzerland
$583K +$203K +4,028 +51%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$426K -$114K -2,258 -21%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$422K -$504K -9,995 -54%
Wells Fargo
10
Wells Fargo
California
$290K -$171K -3,401 -37%
LPL Financial
11
LPL Financial
California
$281K -$284K -5,624 -50%
P
12
&Partners
Tennessee
$276K -$1.78M -35,408 -86%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$163K +$27.8K +552 +20%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$159K +$12.7K +251 +8%
BRWA
15
B. Riley Wealth Advisors
Florida
$157K +$160K +3,172 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$110K +$112K +2,231 New
Bank of America
17
Bank of America
North Carolina
$99K
Deutsche Bank
18
Deutsche Bank
Germany
$35K -$422K -8,380 -92%
CG
19
Cutler Group
California
$26K
CIAS
20
Capital Investment Advisory Services
North Carolina
$23K
GWM
21
Geneos Wealth Management
Colorado
$19K
WEC
22
Winslow Evans & Crocker
Massachusetts
$14K -$2.52K -50 -17%
FANJ
23
Financial Architects (New Jersey)
New Jersey
$13K +$2.72K +54 +26%
TRCT
24
Tower Research Capital (TRC)
New York
$13K +$7.96K +158 +160%
EWM
25
Edge Wealth Management
New York
$10K

OXLC Hedge Fund Activity: Q1 2019 in Review

30 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2019, worth a combined $10.6M — down 30% from $15.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of OXLC and 5 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was UBS Group, adding an estimated $203K. The largest seller was &Partners, cutting an estimated $1.78M.

  • 30 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2019, down from 34 in Q4 2018.
  • Funds reported $10.6M of Oxford Lane Capital stock for Q1 2019, down 30% quarter-over-quarter.
  • 5 funds opened new Oxford Lane Capital positions in Q1 2019 and 8 closed out, a net change of -3 holders.
  • The largest Oxford Lane Capital buyer in Q1 2019 was UBS Group, an estimated $203K added.
  • The largest Oxford Lane Capital seller in Q1 2019 was &Partners, an estimated $1.78M sold.

Based on aggregated 13F filings for Q1 2019.