OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

37 hedge funds and large institutions have $9.36M invested in Oxford Lane Capital in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-10
Holders Change %
-21.28%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
12
Reduced
10
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Neuberger Berman Group
Neuberger Berman Group
New York
+$1.67M
2
ACM
Arlington Capital Management
Illinois
+$553K
3
P
&Partners
Tennessee
+$458K
4
CAN
Cetera Advisor Networks
California
+$453K
5
Citadel Advisors
Citadel Advisors
Florida
+$310K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$2.65M
2
Morgan Stanley
Morgan Stanley
New York
-$2.02M
3
DFG
Delphi Financial Group
Delaware
-$979K
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$979K
5
CS
Credit Suisse
Switzerland
-$490K
Name Holding Trade Value Shares
Change 		Shares
Change %
Neuberger Berman Group
1
Neuberger Berman Group
New York
$1.67M +$1.67M +400,000 New
CAN
2
Cetera Advisor Networks
California
$1.22M +$453K +108,613 +59%
P
3
&Partners
Tennessee
$955K +$458K +109,796 +92%
LPL Financial
4
LPL Financial
California
$697K +$216K +51,816 +45%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$647K +$276K +66,156 +74%
ACM
6
Arlington Capital Management
Illinois
$553K +$553K +132,607 New
WS
7
Wedbush Securities
California
$399K +$50.6K +12,119 +15%
Osaic Holdings
8
Osaic Holdings
Arizona
$383K +$383K +131,328 New
Citadel Advisors
9
Citadel Advisors
Florida
$310K +$310K +74,412 New
BA
10
Bard Associates
Illinois
$238K -$836 -200 -0.3%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$236K +$9.69K +2,320 +4%
BRWA
12
B. Riley Wealth Advisors
Florida
$229K +$74.5K +17,836 +48%
Bank of America
13
Bank of America
North Carolina
$219K +$10.7K +2,573 +5%
Morgan Stanley
14
Morgan Stanley
New York
$216K -$2.02M -483,499 -90%
Jane Street
15
Jane Street
New York
$174K +$174K +41,710 New
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$117K +$89.7K +21,477 +329%
SFA
17
Sequoia Financial Advisors
Ohio
$116K +$116K +27,930 New
CSS
18
Cubist Systematic Strategies
Connecticut
$115K +$40.3K +9,696 +54%
PP
19
Paloma Partners
Connecticut
$113K +$113K +27,184 New
UBS Group
20
UBS Group
Switzerland
$105K -$20.5K -4,888 -16%
Koshinski Asset Management
21
Koshinski Asset Management
Illinois
$83K -$83.7K -20,190 -50%
TF
22
Trek Financial
Arizona
$80K -$157K -19,275 Closed
Wells Fargo
23
Wells Fargo
California
$79K -$656 -157 -0.8%
MA
24
Mutual Advisors
Nebraska
$64K -$6.71K -1,599 -9%
DIM
25
Delta Investment Management
California
$64K +$64K +15,384 New
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