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OXLC

Oxford Lane Capital

51 hedge funds and large institutions have $19.9M invested in Oxford Lane Capital in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

27% more capital invested

Capital invested by funds: $15.6M → $19.9M (+$4.25M)

16% more funds holding

Funds holding: 4451 (+7)

0.01% less ownership

Funds ownership: 0.82%0.81% (-0.01%)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
51
Holders Change
+7
Holders Change %
+15.91%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
14
Reduced
15
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EG
1
Enstar Group
Bermuda
$3.34M +$129K +5,237 +4%
IFG
2
Independent Financial Group
California
$1.47M +$1.09M +44,237 +442%
Morgan Stanley
3
Morgan Stanley
New York
$1.41M +$664K +26,955 +107%
P
4
&Partners
Tennessee
$1.35M +$69.4K +2,817 +6%
ACM
5
Anfield Capital Management
California
$1.32M +$1.21M +48,977 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.27M +$88.4K +3,587 +8%
Invesco
7
Invesco
Georgia
$1.21M -$381K -15,440 -26%
VEA
8
Virtus ETF Advisers
New York
$1.11M -$138K -5,580 -12%
KPWS
9
Kestra Private Wealth Services
Texas
$905K -$182K -7,399 -18%
Osaic Holdings
10
Osaic Holdings
Arizona
$874K -$752K -30,496 -49%
DA
11
DCM Advisors
New York
$529K +$482K +19,539 New
Citadel Advisors
12
Citadel Advisors
Florida
$497K +$453K +18,374 New
DFG
13
Delphi Financial Group
Delaware
$465K +$364K +14,777 +616%
WS
14
Wedbush Securities
California
$432K -$75.9K -3,080 -16%
LPL Financial
15
LPL Financial
California
$335K +$201K +8,146 +192%
BRWA
16
B. Riley Wealth Advisors
Florida
$293K +$1.48K +60 +0.6%
BA
17
Bard Associates
Illinois
$291K -$6.66K -270 -2%
CSS
18
Cubist Systematic Strategies
Connecticut
$291K +$266K +10,774 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$227K +$12.7K +514 +7%
AIM
20
Aigen Investment Management
New York
$213K +$171K +6,946 +744%
Bank of America
21
Bank of America
North Carolina
$191K -$79.7K -3,232 -31%
PP
22
Paloma Partners
Connecticut
$138K +$126K +5,113 New
GWM
23
Geneos Wealth Management
Colorado
$125K +$39.6K +1,605 +67%
UBS Group
24
UBS Group
Switzerland
$121K -$25.6K -1,040 -19%
NA
25
NewEdge Advisors
Louisiana
$109K

OXLC Hedge Fund Activity: Q4 2020 in Review

51 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2020, worth a combined $19.9M — up 27% from $15.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OXLC positions and 8 closed out — a net gain of 7 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was Anfield Capital Management, opening a new position worth an estimated $1.21M. The largest seller was Belpointe Asset Management, cutting an estimated $1.62M.

  • 51 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2020, up from 44 in Q3 2020.
  • Funds reported $19.9M of Oxford Lane Capital stock for Q4 2020, up 27% quarter-over-quarter.
  • 15 funds opened new Oxford Lane Capital positions in Q4 2020 and 8 closed out, a net change of +7 holders.
  • The largest Oxford Lane Capital buyer in Q4 2020 was Anfield Capital Management, an estimated $1.21M added.
  • The largest Oxford Lane Capital seller in Q4 2020 was Belpointe Asset Management, an estimated $1.62M sold.

Based on aggregated 13F filings for Q4 2020.