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OXLC

Oxford Lane Capital

36 hedge funds and large institutions have $9.67M invested in Oxford Lane Capital in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

1% more capital invested

Capital invested by funds: $9.59M → $9.67M (+$83.8K)

0.23% less ownership

Funds ownership: 0.82%0.59% (-0.23%)

5% less funds holding

Funds holding: 3836 (-2)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
12
Reduced
8
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
QGA
1
Q Global Advisors
Texas
$1.81M +$1.78M +88,074 New
Invesco
2
Invesco
Georgia
$1.72M +$1.69M +83,570 New
P
3
&Partners
Tennessee
$964K +$22.4K +1,108 +2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$902K +$261K +12,875 +41%
Osaic Holdings
5
Osaic Holdings
Arizona
$760K +$218K +10,757 +41%
Morgan Stanley
6
Morgan Stanley
New York
$467K +$250K +12,355 +119%
WS
7
Wedbush Securities
California
$452K +$58.5K +2,889 +15%
UBS Group
8
UBS Group
Switzerland
$363K +$256K +12,650 +253%
PP
9
Paloma Partners
Connecticut
$234K +$120K +5,933 +109%
BA
10
Bard Associates
Illinois
$233K -$1.42K -70 -0.6%
BRWA
11
B. Riley Wealth Advisors
Florida
$229K +$3.06K +151 +1%
Bank of America
12
Bank of America
North Carolina
$212K -$3.95K -195 -2%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$152K +$36.4K +1,799 +32%
LPL Financial
14
LPL Financial
California
$139K -$540K -26,655 -80%
IFG
15
Independent Financial Group
California
$136K -$89.1K -4,399 -40%
DFG
16
Delphi Financial Group
Delaware
$129K +$128K +6,300 New
NA
17
NewEdge Advisors
Louisiana
$107K +$106K +5,228 New
Citadel Advisors
18
Citadel Advisors
Florida
$95K -$208K -10,254 -69%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$82K
TF
20
Trek Financial
Arizona
$79K +$78.1K +3,855 New
Squarepoint
21
Squarepoint
New York
$72K +$71.1K +3,507 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$69K +$17.2K +849 +34%
DIM
23
Delta Investment Management
California
$63K +$142 +7 +0.2%
Citigroup
24
Citigroup
New York
$51K -$9.72K -480 -16%
OBGC
25
O'Brien Greene & Co
Pennsylvania
$41K +$40.5K +2,000 New

OXLC Hedge Fund Activity: Q2 2020 in Review

36 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2020, worth a combined $9.67M — up 0.87% from $9.59M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of OXLC and 9 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 12 added.

The largest buyer was Q Global Advisors, opening a new position worth an estimated $1.78M. The largest seller was Neuberger Berman Group, exiting entirely with an estimated $1.67M sold.

  • 36 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2020, down from 38 in Q1 2020.
  • Funds reported $9.67M of Oxford Lane Capital stock for Q2 2020, up 0.87% quarter-over-quarter.
  • 9 funds opened new Oxford Lane Capital positions in Q2 2020 and 11 closed out, a net change of -2 holders.
  • The largest Oxford Lane Capital buyer in Q2 2020 was Q Global Advisors, an estimated $1.78M added.
  • The largest Oxford Lane Capital seller in Q2 2020 was Neuberger Berman Group, an estimated $1.67M sold.

Based on aggregated 13F filings for Q2 2020.