OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

36 hedge funds and large institutions have $9.54M invested in Oxford Lane Capital in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
12
Reduced
7
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QGA
Q Global Advisors
Texas
+$1.81M
2
Invesco
Invesco
Georgia
+$1.72M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$264K
4
UBS Group
UBS Group
Switzerland
+$260K
5
Morgan Stanley
Morgan Stanley
New York
+$254K

Top Sellers

1
Neuberger Berman Group
Neuberger Berman Group
New York
-$1.67M
2
CAN
Cetera Advisor Networks
California
-$1.46M
3
ACM
Arlington Capital Management
Illinois
-$553K
4
LPL Financial
LPL Financial
California
-$547K
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$236K
Name Holding Trade Value Shares
Change 		Shares
Change %
QGA
1
Q Global Advisors
Texas
$1.81M +$1.81M +440,368 New
Invesco
2
Invesco
Georgia
$1.72M +$1.72M +417,852 New
P
3
&Partners
Tennessee
$964K +$22.8K +5,539 +2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$902K +$264K +64,374 +41%
Osaic Holdings
5
Osaic Holdings
Arizona
$760K +$221K +53,787 +41%
Morgan Stanley
6
Morgan Stanley
New York
$467K +$254K +61,776 +119%
WS
7
Wedbush Securities
California
$452K +$59.4K +14,448 +15%
UBS Group
8
UBS Group
Switzerland
$363K +$260K +63,250 +253%
PP
9
Paloma Partners
Connecticut
$234K +$122K +29,665 +109%
BA
10
Bard Associates
Illinois
$233K -$1.44K -350 -0.6%
BRWA
11
B. Riley Wealth Advisors
Florida
$229K +$3.1K +753 +1%
Bank of America
12
Bank of America
North Carolina
$212K -$4K -973 -2%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$152K +$37K +8,999 +32%
LPL Financial
14
LPL Financial
California
$139K -$547K -133,273 -80%
DFG
15
Delphi Financial Group
Delaware
$129K +$129K +31,500 New
NA
16
NewEdge Advisors
Louisiana
$107K +$107K +26,139 New
Citadel Advisors
17
Citadel Advisors
Florida
$95K -$210K -51,271 -69%
Koshinski Asset Management
18
Koshinski Asset Management
Illinois
$82K – – –
TF
19
Trek Financial
Arizona
$79K +$79K +19,275 New
Squarepoint
20
Squarepoint
New York
$72K +$72K +17,533 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$69K +$17.5K +4,246 +34%
DIM
22
Delta Investment Management
California
$63K +$151 +37 +0.2%
Citigroup
23
Citigroup
New York
$51K -$9.91K -2,400 -16%
OBGC
24
O'Brien Greene & Co
Pennsylvania
$41K +$41K +10,000 New
Wells Fargo
25
Wells Fargo
California
$28K -$49.7K -12,097 -64%
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