OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

32 hedge funds and large institutions have $28.4M invested in Oxford Lane Capital in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$717K
2
LPL Financial
2
LPL Financial
California
$420K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$338K
4
AIG
4
American International Group
New York
$1.11M
5
WPW
5
Waldron Private Wealth
Pennsylvania
$110K

Top Sellers

1
SC
1
Selz Capital
New York
$8.46M
2
VKH
2
Virtu KCG Holdings
New York
$151K
3
ISL
3
Ingalls & Snyder LLC
New York
$332K
4
UBS Group
4
UBS Group
Switzerland
$1.26M
5
CL
5
CSS LLC
Illinois
$477K
Name Market Value Shares Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$8.96M 900,000 – –
SC
2
Selz Capital
New York
$8.46M 849,259 -32,374 -4%
KFA
3
Kelleher Financial Advisors
New York
$1.97M 197,308 -12,050 -6%
UBS Group
4
UBS Group
Switzerland
$1.26M 126,215 -19,142 -13%
AIG
5
American International Group
New York
$1.11M 111,811 +15,895 +17%
BA
6
Bard Associates
Illinois
$875K 87,849 -9,610 -10%
AW
7
ACG Wealth
Georgia
$787K 79,063 -4,898 -6%
Morgan Stanley
8
Morgan Stanley
New York
$717K 71,891 +48,412 +206%
CAN
9
Cetera Advisor Networks
California
$553K 55,800 +2,120 +4%
CL
10
CSS LLC
Illinois
$477K 47,941 -13,554 -22%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$474K 47,591 -5,171 -10%
LPL Financial
12
LPL Financial
California
$420K 42,301 +19,901 +89%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$338K 34,019 +16,419 +93%
ISL
14
Ingalls & Snyder LLC
New York
$332K 33,379 -27,150 -45%
Wells Fargo
15
Wells Fargo
California
$208K 20,904 -11,651 -36%
Millennium Management
16
Millennium Management
New York
$194K 19,503 +828 +4%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$184K 18,455 +18,455 New
GA
18
Geneva Advisors
Illinois
$181K 18,150 – –
VKH
19
Virtu KCG Holdings
New York
$151K 15,134 -27,546 -65%
Deutsche Bank
20
Deutsche Bank
Germany
$132K 13,359 -7,750 -37%
WPW
21
Waldron Private Wealth
Pennsylvania
$110K 11,100 +11,100 New
NPC
22
National Planning Corporation
California
$106K 12,426 +1,326 +12%
MFS
23
MSI Financial Services
Massachusetts
$106K 10,610 +10,195 +2,457%
Bank of America
24
Bank of America
North Carolina
$105K 10,530 -300 -3%
IA
25
IFP Advisors
Florida
$69K 6,888 +6,888 New
1
2