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OXLC

Oxford Lane Capital

32 hedge funds and large institutions have $28.4M invested in Oxford Lane Capital in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

10% more funds holding

Funds holding: 2932 (+3)

14% less capital invested

Capital invested by funds: $33M → $28.4M (-$4.64M)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$8.96M
SC
2
Selz Capital
New York
$8.46M -$356K -6,475 -4%
KFA
3
Kelleher Financial Advisors
New York
$1.97M -$133K -2,410 -6%
UBS Group
4
UBS Group
Switzerland
$1.26M -$211K -3,828 -13%
AIG
5
American International Group
New York
$1.11M +$175K +3,179 +17%
BA
6
Bard Associates
Illinois
$875K -$106K -1,922 -10%
AW
7
ACG Wealth
Georgia
$787K -$53.9K -979 -6%
Morgan Stanley
8
Morgan Stanley
New York
$717K +$533K +9,682 +206%
CAN
9
Cetera Advisor Networks
California
$553K +$23.3K +424 +4%
CL
10
CSS LLC
Illinois
$477K -$149K -2,711 -22%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$474K -$56.9K -1,034 -10%
LPL Financial
12
LPL Financial
California
$420K +$219K +3,980 +89%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$338K +$181K +3,284 +93%
ISL
14
Ingalls & Snyder LLC
New York
$332K -$299K -5,430 -45%
Wells Fargo
15
Wells Fargo
California
$208K -$128K -2,330 -36%
Millennium Management
16
Millennium Management
New York
$194K +$9.13K +166 +4%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$184K +$203K +3,691 New
GA
18
Geneva Advisors
Illinois
$181K
VKH
19
Virtu KCG Holdings
New York
$151K -$303K -5,509 -65%
Deutsche Bank
20
Deutsche Bank
Germany
$132K -$85.3K -1,550 -37%
WPW
21
Waldron Private Wealth
Pennsylvania
$110K +$122K +2,220 New
NPC
22
National Planning Corporation
California
$106K +$14.6K +265 +12%
MFS
23
MSI Financial Services
Massachusetts
$106K +$112K +2,039 +2,457%
Bank of America
24
Bank of America
North Carolina
$105K -$3.3K -60 -3%
IA
25
IFP Advisors
Florida
$69K +$75.8K +1,378 New

OXLC Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2015, worth a combined $28.4M — down 14% from $33M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new OXLC positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $533K. The largest seller was Selz Capital, cutting an estimated $356K.

  • 32 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2015, up from 29 in Q3 2015.
  • Funds reported $28.4M of Oxford Lane Capital stock for Q4 2015, down 14% quarter-over-quarter.
  • 7 funds opened new Oxford Lane Capital positions in Q4 2015 and 4 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q4 2015 was Morgan Stanley, an estimated $533K added.
  • The largest Oxford Lane Capital seller in Q4 2015 was Selz Capital, an estimated $356K sold.

Based on aggregated 13F filings for Q4 2015.