MSI Financial Services’s Oxford Lane Capital OXLC Stock Holding History

MSI Financial Services’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$89K	Sell	1,698 -128	-7%	-$6.87K	﹤0.01%	1525
2016 Q3	$96K	Sell	1,826 -143	-7%	-$7.24K	﹤0.01%	1441
2016 Q2	$82K	Hold	1,969	–	–	﹤0.01%	1511
2016 Q1	$83K	Sell	1,969 -153	-7%	-$6.52K	﹤0.01%	1443
2015 Q4	$106K	Buy	2,122 +2,039	+2,457%	+$112K	﹤0.01%	1263
2015 Q3	$5K	Hold	83	–	–	﹤0.01%	2414
2015 Q2	$6K	Hold	83	–	–	﹤0.01%	2369
2015 Q1	$6K	Buy	+83	New	+$6.27K	﹤0.01%	2362

Other funds holding OXLC

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.2B AUM 80.72% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

KFA

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MSI Financial Services's OXLC Position: Q4 2016 in Review

MSI Financial Services reduced its Oxford Lane Capital (OXLC) stake by 7% in Q4 2016, selling an estimated $6.87K and leaving 1,698 shares worth $89K. The position accounts for ﹤0.01% of the portfolio, ranked #1525.

MSI Financial Services first reported a position in OXLC in Q1 2015 and has held it in 8 quarters since. The position peaked at $106K in Q4 2015. 25 funds tracked by Wall St. Rank hold OXLC as of Q4 2016.

MSI Financial Services held 1,698 shares of Oxford Lane Capital worth $89K as of Q4 2016.
MSI Financial Services sold 128 Oxford Lane Capital shares in Q4 2016, an estimated $6.87K.
Oxford Lane Capital made up ﹤0.01% of MSI Financial Services's portfolio in Q4 2016, its #1525 holding.
MSI Financial Services first reported a position in Oxford Lane Capital in Q1 2015 and has held it in 8 quarters since.
MSI Financial Services's Oxford Lane Capital position peaked at $106K in Q4 2015.
25 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2016.

Based on MSI Financial Services's 13F filing for Q4 2016, filed 13 Jan 2017.