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OXLC

Oxford Lane Capital

30 hedge funds and large institutions have $51.2M invested in Oxford Lane Capital in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more capital invested

Capital invested by funds: $43.1M → $51.2M (+$8.06M)

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

0% more funds holding

Funds holding: 3030 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
8
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$13.3M
SC
2
Selz Capital
New York
$12M +$10.6M +140,488 +655%
TCM
3
Trafelet Capital Management
New York
$9.22M +$381K +5,046 +4%
KFA
4
Kelleher Financial Advisors
New York
$3.13M -$86.1K -1,140 -3%
UBS Group
5
UBS Group
Switzerland
$2.37M +$1.59M +21,079 +193%
CHAM
6
Clear Harbor Asset Management
Connecticut
$2.1M -$670K -8,868 -24%
BA
7
Bard Associates
Illinois
$1.54M -$28.7K -380 -2%
ISL
8
Ingalls & Snyder LLC
New York
$989K +$14.4K +190 +1%
CL
9
CSS LLC
Illinois
$911K +$37.6K +498 +4%
GCP
10
GSA Capital Partners
United Kingdom
$841K -$11.5K -152 -1%
CAN
11
Cetera Advisor Networks
California
$752K +$33K +437 +4%
Morgan Stanley
12
Morgan Stanley
New York
$603K -$70.2K -930 -10%
Wells Fargo
13
Wells Fargo
California
$504K -$121K -1,601 -19%
Citadel Advisors
14
Citadel Advisors
Florida
$457K +$43.1K +571 +10%
Deutsche Bank
15
Deutsche Bank
Germany
$444K -$1.21M -16,074 -73%
B
16
Baird
Wisconsin
$373K +$380K +5,034 New
YMRC
17
Yorktown Management & Research Company
Virginia
$296K
GA
18
Geneva Advisors
Illinois
$269K
AIG
19
American International Group
New York
$255K +$260K +3,440 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$185K +$189K +2,501 New
NPC
21
National Planning Corporation
California
$167K +$60.4K +800 +56%
CS
22
Credit Suisse
Switzerland
$164K +$168K +2,218 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$149K +$152K +2,009 New
Bank of America
24
Bank of America
North Carolina
$30K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$27K

OXLC Hedge Fund Activity: Q1 2015 in Review

30 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2015, worth a combined $51.2M — up 19% from $43.1M a quarter earlier.

Fund positioning in OXLC was balanced in Q1 2015: 8 funds opened new positions, 8 closed out, 8 added to existing stakes and 7 trimmed.

The largest buyer was Selz Capital, adding an estimated $10.6M. The largest seller was Deutsche Bank, cutting an estimated $1.21M.

  • 30 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2015, unchanged from Q4 2014.
  • Funds reported $51.2M of Oxford Lane Capital stock for Q1 2015, up 19% quarter-over-quarter.
  • 8 funds opened new Oxford Lane Capital positions in Q1 2015 and 8 closed out, a net change of 0 holders.
  • The largest Oxford Lane Capital buyer in Q1 2015 was Selz Capital, an estimated $10.6M added.
  • The largest Oxford Lane Capital seller in Q1 2015 was Deutsche Bank, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2015.