OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

30 hedge funds and large institutions have $51.2M invested in Oxford Lane Capital in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
–
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
8
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SC
Selz Capital
New York
$12M
2
UBS Group
UBS Group
Switzerland
$2.37M
3
TCM
Trafelet Capital Management
New York
$9.23M
4
B
Baird
Wisconsin
$373K
5
AIG
American International Group
New York
$255K

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
$444K
2
MVP
Miller Value Partners
Florida
$0
3
SIA
Sit Investment Associates
Minnesota
$0
4
CHAM
Clear Harbor Asset Management
Connecticut
$2.11M
5
DCM
Dialectic Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$13.3M – – –
SC
2
Selz Capital
New York
$12M +$10.4M +702,437 +655%
TCM
3
Trafelet Capital Management
New York
$9.23M +$374K +25,230 +4%
KFA
4
Kelleher Financial Advisors
New York
$3.13M -$84.5K -5,703 -3%
UBS Group
5
UBS Group
Switzerland
$2.37M +$1.56M +105,394 +193%
CHAM
6
Clear Harbor Asset Management
Connecticut
$2.11M -$657K -44,340 -24%
BA
7
Bard Associates
Illinois
$1.54M -$28.2K -1,900 -2%
ISL
8
Ingalls & Snyder LLC
New York
$989K +$14.1K +951 +1%
CL
9
CSS LLC
Illinois
$911K +$36.9K +2,492 +4%
GCP
10
GSA Capital Partners
United Kingdom
$841K -$11.3K -760 -1%
CAN
11
Cetera Advisor Networks
California
$752K +$32.3K +2,184 +4%
Morgan Stanley
12
Morgan Stanley
New York
$603K -$69K -4,650 -10%
Wells Fargo
13
Wells Fargo
California
$504K -$119K -8,003 -19%
Citadel Advisors
14
Citadel Advisors
Florida
$457K +$42.3K +2,852 +10%
Deutsche Bank
15
Deutsche Bank
Germany
$444K -$1.19M -80,370 -73%
B
16
Baird
Wisconsin
$373K +$373K +25,172 New
YMRC
17
Yorktown Management & Research Company
Virginia
$296K – – –
GA
18
Geneva Advisors
Illinois
$269K – – –
AIG
19
American International Group
New York
$255K +$255K +17,200 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$185K +$185K +12,505 New
NPC
21
National Planning Corporation
California
$167K +$60.2K +4,000 +56%
CS
22
Credit Suisse
Switzerland
$164K +$164K +11,088 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$149K +$149K +10,047 New
Bank of America
24
Bank of America
North Carolina
$30K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$27K – – –
1
2