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OXLC

Oxford Lane Capital

33 hedge funds and large institutions have $17M invested in Oxford Lane Capital in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

20% more capital invested

Capital invested by funds: $14.2M → $17M (+$2.78M)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

0.12% more ownership

Funds ownership: 1.26%1.38% (+0.12%)

0% more funds holding

Funds holding: 3333 (0)

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$5.01M -$10K -190 -0.2%
Morgan Stanley
2
Morgan Stanley
New York
$2.57M +$1.86M +35,396 +236%
William Blair & Company
3
William Blair & Company
Illinois
$1.89M +$34.7K +660 +2%
AG
4
Advisor Group
Arizona
$1.6M +$274K +5,210 +20%
CAN
5
Cetera Advisor Networks
California
$796K +$11.5K +219 +1%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$783K +$13.5K +257 +2%
BA
7
Bard Associates
Illinois
$778K -$9.47K -180 -1%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$397K -$100K -1,900 -20%
Millennium Management
9
Millennium Management
New York
$343K -$55.4K -1,053 -14%
GCP
10
GSA Capital Partners
United Kingdom
$287K +$100K +1,900 +51%
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$280K +$9.26K +176 +3%
VF
12
Virtu Financial
New York
$255K +$263K +4,995 New
NCCM
13
Nine Chapters Capital Management
New Jersey
$241K +$248K +4,720 New
IA
14
IFP Advisors
Florida
$182K +$1.05K +20 +0.6%
Creative Planning
15
Creative Planning
Kansas
$175K +$72K +1,368 +66%
UBS Group
16
UBS Group
Switzerland
$166K +$12.1K +230 +8%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$166K +$171K +3,253 New
BAM
18
Belpointe Asset Management
Nevada
$163K +$168K +3,188 New
Citadel Advisors
19
Citadel Advisors
Florida
$147K +$152K +2,883 New
PCM
20
Prelude Capital Management
New York
$119K +$123K +2,340 New
NPC
21
National Planning Corporation
California
$113K
Bank of America
22
Bank of America
North Carolina
$102K
AllianceBernstein
23
AllianceBernstein
Tennessee
$102K +$105K +2,000 New
ED
24
Exane Derivatives
France
$99.4K -$26.4K -502 -20%
Wells Fargo
25
Wells Fargo
California
$98K -$3.79K -72 -4%

OXLC Hedge Fund Activity: Q3 2017 in Review

33 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2017, worth a combined $17M — up 20% from $14.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new OXLC positions and 6 closed out — a net gain of 1 holder — while 14 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.86M. The largest seller was Squarepoint, exiting entirely with an estimated $227K sold.

  • 33 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $17M of Oxford Lane Capital stock for Q3 2017, up 20% quarter-over-quarter.
  • 7 funds opened new Oxford Lane Capital positions in Q3 2017 and 6 closed out, a net change of +1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2017 was Morgan Stanley, an estimated $1.86M added.
  • The largest Oxford Lane Capital seller in Q3 2017 was Squarepoint, an estimated $227K sold.

Based on aggregated 13F filings for Q3 2017.