OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

33 hedge funds and large institutions have $17M invested in Oxford Lane Capital in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$2.57M
2
AG
Advisor Group
Arizona
$1.6M
3
VF
Virtu Financial
New York
$255K
4
NCCM
Nine Chapters Capital Management
New Jersey
$241K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$166K

Top Sellers

1
Squarepoint
Squarepoint
New York
$0
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$0
3
ISL
Ingalls & Snyder LLC
New York
$0
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$397K
5
Millennium Management
Millennium Management
New York
$343K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$5.01M -$9.68K -949 -0.2%
Morgan Stanley
2
Morgan Stanley
New York
$2.57M +$1.81M +176,980 +236%
William Blair & Company
3
William Blair & Company
Illinois
$1.89M +$33.7K +3,300 +2%
AG
4
Advisor Group
Arizona
$1.6M +$266K +26,050 +20%
CAN
5
Cetera Advisor Networks
California
$796K +$11.2K +1,095 +1%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$783K +$13.1K +1,282 +2%
BA
7
Bard Associates
Illinois
$778K -$9.18K -900 -1%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$397K -$96.7K -9,500 -20%
Millennium Management
9
Millennium Management
New York
$343K -$53.7K -5,265 -14%
GCP
10
GSA Capital Partners
United Kingdom
$287K +$97K +9,500 +51%
Manulife (Manufacturers Life Insurance)
11
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$280K +$8.97K +880 +3%
VF
12
Virtu Financial
New York
$255K +$255K +24,976 New
NCCM
13
Nine Chapters Capital Management
New Jersey
$241K +$241K +23,600 New
IA
14
IFP Advisors
Florida
$182K +$1.02K +100 +0.6%
Creative Planning
15
Creative Planning
Kansas
$175K +$69.7K +6,841 +66%
UBS Group
16
UBS Group
Switzerland
$166K +$11.7K +1,150 +8%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$166K +$166K +16,267 New
BAM
18
Belpointe Asset Management
Nevada
$163K +$163K +15,939 New
Citadel Advisors
19
Citadel Advisors
Florida
$147K +$147K +14,415 New
PCM
20
Prelude Capital Management
New York
$119K +$119K +11,700 New
NPC
21
National Planning Corporation
California
$113K – – –
Bank of America
22
Bank of America
North Carolina
$102K – – –
AllianceBernstein
23
AllianceBernstein
Tennessee
$102K +$102K +10,000 New
ED
24
Exane Derivatives
France
$99.4K -$25.6K -2,513 -21%
Wells Fargo
25
Wells Fargo
California
$98K -$3.65K -360 -4%
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