Nine Chapters Capital Management’s Oxford Lane Capital OXLC Stock Holding History

Nine Chapters Capital Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$241K	Buy	+4,720	New	+$248K	0.53%	84
2017 Q2	–	Sell	-9,080	Closed	-$505K	–	137
2017 Q1	$505K	Buy	+9,080	New	+$502K	0.68%	37
2015 Q4	–	Sell	-2,140	Closed	-$122K	–	393
2015 Q3	$122K	Buy	+2,140	New	+$145K	0.01%	894
2015 Q1	–	Sell	-6,180	Closed	-$462K	–	1090
2014 Q4	$462K	Buy	6,180 +700	+13%	+$54.8K	0.04%	559
2014 Q3	$420K	Buy	5,480 +300	+6%	+$24.8K	0.04%	584
2014 Q2	$438K	Buy	+5,180	New	+$440K	0.04%	598

Other funds holding OXLC

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

GCP

GSA Capital Partners London, United Kingdom $1.61B AUM 28.28% 1-Year Est. Return

Nine Chapters Capital Management's OXLC Position: Q3 2017 in Review

Nine Chapters Capital Management opened a new position in Oxford Lane Capital (OXLC) in Q3 2017: 4,720 shares worth $241K. The stake represents 0.53% of the portfolio and ranks #84 among its holdings. This is a return to the name: Nine Chapters Capital Management previously reported a position in OXLC as recently as Q1 2017.

Nine Chapters Capital Management first reported a position in OXLC in Q2 2014 and has held it in 6 quarters since. The position peaked at $505K in Q1 2017. 33 funds tracked by Wall St. Rank hold OXLC as of Q3 2017.

Nine Chapters Capital Management held 4,720 shares of Oxford Lane Capital worth $241K as of Q3 2017.
Oxford Lane Capital was a new Nine Chapters Capital Management position in Q3 2017.
Oxford Lane Capital made up 0.53% of Nine Chapters Capital Management's portfolio in Q3 2017, its #84 holding.
Nine Chapters Capital Management first reported a position in Oxford Lane Capital in Q2 2014 and has held it in 6 quarters since.
Nine Chapters Capital Management's Oxford Lane Capital position peaked at $505K in Q1 2017.
33 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2017.

Based on Nine Chapters Capital Management's 13F filing for Q3 2017, filed 31 Oct 2017.