Baird Financial Group
OXLC

Baird Financial Group’s Oxford Lane Capital OXLC Stock Holding History

Baird Financial Group’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-7,327
Closed -$186K – 1737
2022
Q4 		$186K Buy
+7,327
New +$189K ﹤0.01% 1612
2020
Q2 		– Sell
-11,299
Closed -$236K – 1561
2020
Q1 		$236K Buy
11,299
+464
+4% +$17.9K ﹤0.01% 1289
2019
Q4 		$442K Buy
10,835
+481
+5% +$21.4K ﹤0.01% 1206
2019
Q3 		$481K Buy
10,354
+782
+8% +$39.5K ﹤0.01% 1182
2019
Q2 		$482K Buy
9,572
+999
+12% +$51.8K ﹤0.01% 1206
2019
Q1 		$422K Sell
8,573
-9,995
-54% -$504K ﹤0.01% 1068
2018
Q4 		$901K Sell
18,568
-59
-0.3% -$2.99K 0.01% 829
2018
Q3 		$987K Buy
18,627
+179
+1% +$9.79K 0.01% 860
2018
Q2 		$961K Buy
18,448
+2
+0% +$107 0.01% 839
2018
Q1 		$934K Buy
18,446
+2,174
+13% +$110K 0.01% 843
2017
Q4 		$818K Buy
16,272
+925
+6% +$47.7K 0.01% 871
2017
Q3 		$783K Buy
15,347
+257
+2% +$13.5K 0.01% 871
2017
Q2 		$748K Buy
15,090
+3,438
+30% +$185K 0.01% 855
2017
Q1 		$648K Buy
11,652
+248
+2% +$13.7K 0.01% 891
2016
Q4 		$599K Sell
11,404
-7
-0.1% -$376 0.01% 880
2016
Q3 		$597K Buy
11,411
+712
+7% +$36.1K 0.01% 888
2016
Q2 		$443K Buy
10,699
+856
+9% +$38.1K ﹤0.01% 943
2016
Q1 		$416K Buy
9,843
+325
+3% +$13.8K ﹤0.01% 969
2015
Q4 		$474K Sell
9,518
-1,034
-10% -$56.9K ﹤0.01% 921
2015
Q3 		$602K Buy
10,552
+5,015
+91% +$340K 0.01% 854
2015
Q2 		$393K Buy
+5,537
New +$417K ﹤0.01% 1047

Other funds holding OXLC

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group's OXLC Position: Q1 2023 in Review

Baird Financial Group sold out of Oxford Lane Capital (OXLC) in Q1 2023, closing a stake of 7,327 shares — an estimated $186K sold.

Baird Financial Group first reported a position in OXLC in Q2 2015 and held it in 21 quarters. The position peaked at $987K in Q3 2018. 81 funds tracked by Wall St. Rank hold OXLC as of Q1 2023.

  • Baird Financial Group reported no remaining Oxford Lane Capital position as of Q1 2023 after selling out during the quarter.
  • Baird Financial Group sold 7,327 Oxford Lane Capital shares in Q1 2023, an estimated $186K.
  • Baird Financial Group first reported a position in Oxford Lane Capital in Q2 2015 and held it in 21 quarters.
  • Baird Financial Group's Oxford Lane Capital position peaked at $987K in Q3 2018.
  • 81 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2023.

Based on Baird Financial Group's 13F filing for Q1 2023, filed 15 May 2023.