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OXLC

Oxford Lane Capital

39 hedge funds and large institutions have $21.7M invested in Oxford Lane Capital in 2019 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

220% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 5

105% more capital invested

Capital invested by funds: $10.6M → $21.7M (+$11.1M)

30% more funds holding

Funds holding: 3039 (+9)

0.41% more ownership

Funds ownership: 0.6%1.01% (+0.41%)

Holders
39
Holders Change
+9
Holders Change %
+30%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
16
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VEA
1
Virtus ETF Advisers
New York
$6.67M +$6.86M +132,284 New
Morgan Stanley
2
Morgan Stanley
New York
$2.91M +$1.17M +22,633 +65%
CAN
3
Cetera Advisor Networks
California
$1.53M +$212K +4,082 +16%
AG
4
Advisor Group
Arizona
$1.43M -$644K -12,403 -30%
SC
5
Selz Capital
New York
$1.14M
P
6
&Partners
Tennessee
$1.03M +$765K +14,745 +263%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$765K +$92.8K +1,789 +13%
Deutsche Bank
8
Deutsche Bank
Germany
$717K +$700K +13,487 +1,805%
BA
9
Bard Associates
Illinois
$633K -$15.6K -300 -2%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$519K +$85.1K +1,640 +19%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$482K +$51.8K +999 +12%
UBS Group
12
UBS Group
Switzerland
$463K -$139K -2,669 -23%
Citadel Advisors
13
Citadel Advisors
Florida
$411K +$423K +8,159 New
LPL Financial
14
LPL Financial
California
$360K +$73.9K +1,424 +25%
Wells Fargo
15
Wells Fargo
California
$330K +$34.2K +659 +11%
WS
16
Wedbush Securities
California
$217K +$223K +4,305 New
AI
17
Atria Investments
North Carolina
$198K +$200K +3,855 New
BRWA
18
B. Riley Wealth Advisors
Florida
$196K +$36.3K +700 +22%
TF
19
Trek Financial
Arizona
$194K +$200K +3,855 New
MA
20
Mutual Advisors
Nebraska
$189K +$194K +3,741 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$169K +$2.18K +42 +1%
Squarepoint
22
Squarepoint
New York
$165K +$170K +3,273 New
CSS
23
Cubist Systematic Strategies
Connecticut
$152K +$156K +3,009 New
Millennium Management
24
Millennium Management
New York
$146K +$150K +2,899 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$129K -$35.6K -686 -21%

OXLC Hedge Fund Activity: Q2 2019 in Review

39 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2019, worth a combined $21.7M — up 105% from $10.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OXLC positions and 3 closed out — a net gain of 9 holders — while 16 added to existing stakes and 5 trimmed.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $6.86M. The largest seller was Advisor Group, cutting an estimated $644K.

  • 39 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2019, up from 30 in Q1 2019.
  • Funds reported $21.7M of Oxford Lane Capital stock for Q2 2019, up 105% quarter-over-quarter.
  • 12 funds opened new Oxford Lane Capital positions in Q2 2019 and 3 closed out, a net change of +9 holders.
  • The largest Oxford Lane Capital buyer in Q2 2019 was Virtus ETF Advisers, an estimated $6.86M added.
  • The largest Oxford Lane Capital seller in Q2 2019 was Advisor Group, an estimated $644K sold.

Based on aggregated 13F filings for Q2 2019.