OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

32 hedge funds and large institutions have $13.2M invested in Oxford Lane Capital in 2017 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+7
Holders Change %
+28%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
10
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$689K
2
NCCM
Nine Chapters Capital Management
New Jersey
+$505K
3
PCM
Prelude Capital Management
New York
+$263K
4
Citadel Advisors
Citadel Advisors
Florida
+$229K
5
LPL Financial
LPL Financial
California
+$148K

Top Sellers

1
AIM
Artemis Investment Management
United Kingdom
-$8.97M
2
SC
Selz Capital
New York
-$3.33M
3
KFA
Kelleher Financial Advisors
New York
-$1.79M
4
Wells Fargo
Wells Fargo
California
-$123K
5
Millennium Management
Millennium Management
New York
-$97.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$5.47M -$3.33M -299,355 -38%
Morgan Stanley
2
Morgan Stanley
New York
$969K +$689K +61,900 +247%
BA
3
Bard Associates
Illinois
$865K -$15K -1,350 -2%
CAN
4
Cetera Advisor Networks
California
$800K +$20K +1,804 +3%
AG
5
Advisor Group
Arizona
$795K -$13.4K -1,203 -2%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$648K +$13.8K +1,240 +2%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$521K +$111K +10,000 +27%
NCCM
8
Nine Chapters Capital Management
New Jersey
$505K +$505K +45,400 New
LPL Financial
9
LPL Financial
California
$435K +$148K +13,380 +52%
PCM
10
Prelude Capital Management
New York
$316K +$263K +23,600 +492%
Citadel Advisors
11
Citadel Advisors
Florida
$229K +$229K +20,565 New
IA
12
IFP Advisors
Florida
$198K -$6.48K -583 -3%
Bank of America
13
Bank of America
North Carolina
$142K +$32.3K +2,904 +29%
ED
14
Exane Derivatives
France
$138K +$138K +12,380 New
Millennium Management
15
Millennium Management
New York
$129K -$97.6K -8,770 -43%
VKH
16
Virtu KCG Holdings
New York
$129K +$129K +11,574 New
GCP
17
GSA Capital Partners
United Kingdom
$125K +$125K +11,200 New
NPC
18
National Planning Corporation
California
$123K – – –
Creative Planning
19
Creative Planning
Kansas
$116K +$47.8K +4,301 +70%
ISL
20
Ingalls & Snyder LLC
New York
$114K -$84.1K -7,571 -42%
Wells Fargo
21
Wells Fargo
California
$111K -$123K -11,103 -53%
UBS Group
22
UBS Group
Switzerland
$102K – – –
WEC
23
Winslow Evans & Crocker
Massachusetts
$46.8K +$46.8K +4,206 New
AIM
24
Acrospire Investment Management
Illinois
$40K -$35.5K -3,200 -47%
Deutsche Bank
25
Deutsche Bank
Germany
$37K +$1.11K +100 +3%
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