KFA
OXLC

Kelleher Financial Advisors’s Oxford Lane Capital OXLC Stock Holding History

Kelleher Financial Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-34,056
Closed -$1.79M – 119
2016
Q4 		$1.79M Sell
34,056
-4,976
-13% -$267K 0.99% 33
2016
Q3 		$2.04M Sell
39,032
-90
-0.2% -$4.56K 1.16% 32
2016
Q2 		$1.62M Sell
39,122
-340
-0.9% -$15.1K 0.98% 37
2016
Q1 		$1.67M Hold
39,462
– – 0.92% 37
2015
Q4 		$1.97M Sell
39,462
-2,410
-6% -$133K 1.33% 26
2015
Q3 		$2.39M Sell
41,872
-325
-0.8% -$22K 1.58% 23
2015
Q2 		$3M Hold
42,197
– – 1.71% 16
2015
Q1 		$3.13M Sell
42,197
-1,140
-3% -$86.1K 1.73% 18
2014
Q4 		$3.24M Sell
43,337
-150
-0.3% -$11.7K 1.74% 19
2014
Q3 		$3.44M Sell
43,487
-80
-0.2% -$6.61K 1.86% 16
2014
Q2 		$3.69M Hold
43,567
– – 1.92% 14
2014
Q1 		$3.64M Buy
43,567
+9,882
+29% +$863K 1.98% 13
2013
Q4 		$2.92M Hold
33,685
– – 1.51% 19
2013
Q3 		$2.58M Buy
33,685
+20
+0.1% +$1.6K 1.47% 23
2013
Q2 		$2.79M Buy
+33,665
New +$2.79M 1.7% 19

Other funds holding OXLC

SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
NCCM
Nine Chapters Capital Management Short Hills, New Jersey $45.4M AUM 14.43% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return

Kelleher Financial Advisors's OXLC Position: Q1 2017 in Review

Kelleher Financial Advisors sold out of Oxford Lane Capital (OXLC) in Q1 2017, closing a stake of 34,056 shares — an estimated $1.79M sold.

Kelleher Financial Advisors first reported a position in OXLC in Q2 2013 and held it in 15 quarters. The position peaked at $3.69M in Q2 2014. 32 funds tracked by Wall St. Rank hold OXLC as of Q1 2017.

  • Kelleher Financial Advisors reported no remaining Oxford Lane Capital position as of Q1 2017 after selling out during the quarter.
  • Kelleher Financial Advisors sold 34,056 Oxford Lane Capital shares in Q1 2017, an estimated $1.79M.
  • Kelleher Financial Advisors first reported a position in Oxford Lane Capital in Q2 2013 and held it in 15 quarters.
  • Kelleher Financial Advisors's Oxford Lane Capital position peaked at $3.69M in Q2 2014.
  • 32 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2017.

Based on Kelleher Financial Advisors's 13F filing for Q1 2017, filed 12 May 2017.