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OXLC

Oxford Lane Capital

23 hedge funds and large institutions have $27.6M invested in Oxford Lane Capital in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $21.6M → $27.6M (+$6.04M)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

15% less funds holding

Funds holding: 2723 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$10.1M
AIM
2
Artemis Investment Management
United Kingdom
$9.41M
KFA
3
Kelleher Financial Advisors
New York
$2.04M -$4.56K -90 -0.2%
CAN
4
Cetera Advisor Networks
California
$1.41M +$819K +16,173 +151%
AG
5
Advisor Group
Arizona
$1.03M -$13.1K -258 -1%
BA
6
Bard Associates
Illinois
$862K -$13.3K -262 -2%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$597K +$36.1K +712 +7%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$388K
Morgan Stanley
9
Morgan Stanley
New York
$239K +$48.7K +962 +27%
Wells Fargo
10
Wells Fargo
California
$226K -$3.65K -72 -2%
LPL Financial
11
LPL Financial
California
$223K -$46.3K -915 -18%
ISL
12
Ingalls & Snyder LLC
New York
$187K
GCP
13
GSA Capital Partners
United Kingdom
$131K -$40.5K -800 -24%
NPC
14
National Planning Corporation
California
$114K
Bank of America
15
Bank of America
North Carolina
$112K +$1.82K +36 +2%
Millennium Management
16
Millennium Management
New York
$112K +$108K +2,135 New
UBS Group
17
UBS Group
Switzerland
$106K +$51.1K +1,009 +100%
MFS
18
MSI Financial Services
Massachusetts
$96K -$7.24K -143 -7%
IA
19
IFP Advisors
Florida
$78K +$47.8K +944 +174%
Creative Planning
20
Creative Planning
Kansas
$37K +$12.2K +240 +52%
Deutsche Bank
21
Deutsche Bank
Germany
$33K -$168K -3,319 -84%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$20K
FPB
23
First PREMIER Bank
South Dakota
$5K
CL
24
CSS LLC
Illinois
-$195K -4,711 Closed
GA
25
Geneva Advisors
Illinois
-$150K -3,630 Closed

OXLC Hedge Fund Activity: Q3 2016 in Review

23 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2016, worth a combined $27.6M — up 28% from $21.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of OXLC and 1 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 7 added.

The largest buyer was Cetera Advisor Networks, adding an estimated $819K. The largest seller was CSS LLC, exiting entirely with an estimated $195K sold.

  • 23 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2016, down from 27 in Q2 2016.
  • Funds reported $27.6M of Oxford Lane Capital stock for Q3 2016, up 28% quarter-over-quarter.
  • 1 fund opened new Oxford Lane Capital positions in Q3 2016 and 5 closed out, a net change of -4 holders.
  • The largest Oxford Lane Capital buyer in Q3 2016 was Cetera Advisor Networks, an estimated $819K added.
  • The largest Oxford Lane Capital seller in Q3 2016 was CSS LLC, an estimated $195K sold.

Based on aggregated 13F filings for Q3 2016.