OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

23 hedge funds and large institutions have $27.6M invested in Oxford Lane Capital in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
$1.41M
2
Millennium Management
Millennium Management
New York
$112K
3
UBS Group
UBS Group
Switzerland
$106K
4
Morgan Stanley
Morgan Stanley
New York
$239K
5
IA
IFP Advisors
Florida
$78K

Top Sellers

1
CL
CSS LLC
Illinois
$0
2
Deutsche Bank
Deutsche Bank
Germany
$33K
3
GA
Geneva Advisors
Illinois
$0
4
LPL Financial
LPL Financial
California
$223K
5
GCP
GSA Capital Partners
United Kingdom
$131K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$10.1M – – –
AIM
2
Artemis Investment Management
United Kingdom
$9.41M – – –
KFA
3
Kelleher Financial Advisors
New York
$2.04M -$4.71K -450 -0.2%
CAN
4
Cetera Advisor Networks
California
$1.41M +$847K +80,866 +151%
AG
5
Advisor Group
Arizona
$1.03M -$13.5K -1,290 -1%
BA
6
Bard Associates
Illinois
$862K -$13.7K -1,310 -2%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$597K +$37.2K +3,559 +7%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$388K – – –
Morgan Stanley
9
Morgan Stanley
New York
$239K +$50.4K +4,809 +27%
Wells Fargo
10
Wells Fargo
California
$226K -$3.77K -359 -2%
LPL Financial
11
LPL Financial
California
$223K -$48.7K -4,579 -18%
ISL
12
Ingalls & Snyder LLC
New York
$187K – – –
GCP
13
GSA Capital Partners
United Kingdom
$131K -$41.9K -4,000 -24%
NPC
14
National Planning Corporation
California
$114K – – –
Bank of America
15
Bank of America
North Carolina
$112K +$1.89K +181 +2%
Millennium Management
16
Millennium Management
New York
$112K +$112K +10,676 New
UBS Group
17
UBS Group
Switzerland
$106K +$53.1K +5,048 +100%
MFS
18
MSI Financial Services
Massachusetts
$96K -$7.49K -712 -7%
IA
19
IFP Advisors
Florida
$78K +$49.5K +4,720 +173%
Creative Planning
20
Creative Planning
Kansas
$37K +$12.7K +1,200 +52%
Deutsche Bank
21
Deutsche Bank
Germany
$33K -$169K -16,596 -84%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$20K – – –
FPB
23
First PREMIER Bank
South Dakota
$5K – – –
CL
24
CSS LLC
Illinois
– -$195K -23,555 Closed
GA
25
Geneva Advisors
Illinois
– -$150K -18,150 Closed
1
2