GA
OXLC

Geneva Advisors’s Oxford Lane Capital OXLC Stock Holding History

Geneva Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-3,630
Closed -$150K – 764
2016
Q2 		$150K Hold
3,630
– – ﹤0.01% 630
2016
Q1 		$153K Hold
3,630
– – ﹤0.01% 624
2015
Q4 		$181K Hold
3,630
– – ﹤0.01% 577
2015
Q3 		$207K Hold
3,630
– – ﹤0.01% 557
2015
Q2 		$258K Hold
3,630
– – ﹤0.01% 550
2015
Q1 		$269K Hold
3,630
– – ﹤0.01% 537
2014
Q4 		$271K Buy
3,630
+300
+9% +$23.5K 0.01% 534
2014
Q3 		$255K Buy
3,330
+630
+23% +$52.1K ﹤0.01% 550
2014
Q2 		$228K Hold
2,700
– – ﹤0.01% 567
2014
Q1 		$225K Buy
2,700
+600
+29% +$52.4K ﹤0.01% 538
2013
Q4 		$182K Hold
2,100
– – ﹤0.01% 472
2013
Q3 		$161K Buy
+2,100
New +$168K ﹤0.01% 459

Other funds holding OXLC

SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
AIM
Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return
KFA
Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Geneva Advisors's OXLC Position: Q3 2016 in Review

Geneva Advisors sold out of Oxford Lane Capital (OXLC) in Q3 2016, closing a stake of 3,630 shares — an estimated $150K sold.

Geneva Advisors first reported a position in OXLC in Q3 2013 and held it in 12 quarters. The position peaked at $271K in Q4 2014. 23 funds tracked by Wall St. Rank hold OXLC as of Q3 2016.

  • Geneva Advisors reported no remaining Oxford Lane Capital position as of Q3 2016 after selling out during the quarter.
  • Geneva Advisors sold 3,630 Oxford Lane Capital shares in Q3 2016, an estimated $150K.
  • Geneva Advisors first reported a position in Oxford Lane Capital in Q3 2013 and held it in 12 quarters.
  • Geneva Advisors's Oxford Lane Capital position peaked at $271K in Q4 2014.
  • 23 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2016.

Based on Geneva Advisors's 13F filing for Q3 2016, filed 9 Nov 2016.