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OXLC

Oxford Lane Capital

27 hedge funds and large institutions have $21.6M invested in Oxford Lane Capital in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $22.6M → $21.6M (-$999K)

4% less funds holding

Funds holding: 2827 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$8.03M -$32.8K -737 -0.4%
AIM
2
Artemis Investment Management
United Kingdom
$7.46M
KFA
3
Kelleher Financial Advisors
New York
$1.62M -$15.1K -340 -0.9%
AG
4
Advisor Group
Arizona
$827K +$888K +19,957 New
BA
5
Bard Associates
Illinois
$693K -$2.67K -60 -0.4%
CAN
6
Cetera Advisor Networks
California
$447K +$3.47K +78 +0.7%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$443K +$38.1K +856 +9%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$307K
LPL Financial
9
LPL Financial
California
$226K -$193K -4,336 -46%
CL
10
CSS LLC
Illinois
$195K -$19.6K -440 -9%
Wells Fargo
11
Wells Fargo
California
$181K +$9.16K +206 +5%
Deutsche Bank
12
Deutsche Bank
Germany
$162K +$56.2K +1,264 +47%
GA
13
Geneva Advisors
Illinois
$150K
Morgan Stanley
14
Morgan Stanley
New York
$149K -$158K -3,542 -50%
ISL
15
Ingalls & Snyder LLC
New York
$148K
GCP
16
GSA Capital Partners
United Kingdom
$137K +$147K +3,300 New
NPC
17
National Planning Corporation
California
$105K
Bank of America
18
Bank of America
North Carolina
$88K
MFS
19
MSI Financial Services
Massachusetts
$82K
UBS Group
20
UBS Group
Switzerland
$42K -$3.2K -72 -7%
IA
21
IFP Advisors
Florida
$23K +$24.2K +544 New
Creative Planning
22
Creative Planning
Kansas
$19K -$47.3K -1,064 -70%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$16K -$1.65K -37 -9%
TRCT
24
Tower Research Capital (TRC)
New York
$7K +$5.07K +114 +292%
MWP
25
MYCIO Wealth Partners
Pennsylvania
$5K +$356 +8 +7%

OXLC Hedge Fund Activity: Q2 2016 in Review

27 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2016, worth a combined $21.6M — down 4.4% from $22.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of OXLC and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 6 added.

The largest buyer was GSA Capital Partners, opening a new position worth an estimated $147K. The largest seller was American International Group, exiting entirely with an estimated $521K sold.

  • 27 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2016, down from 28 in Q1 2016.
  • Funds reported $21.6M of Oxford Lane Capital stock for Q2 2016, down 4.4% quarter-over-quarter.
  • 4 funds opened new Oxford Lane Capital positions in Q2 2016 and 5 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q2 2016 was GSA Capital Partners, an estimated $147K added.
  • The largest Oxford Lane Capital seller in Q2 2016 was American International Group, an estimated $521K sold.

Based on aggregated 13F filings for Q2 2016.