OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

27 hedge funds and large institutions have $21.6M invested in Oxford Lane Capital in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCP
GSA Capital Partners
United Kingdom
$137K
2
Deutsche Bank
Deutsche Bank
Germany
$162K
3
Baird Financial Group
Baird Financial Group
Wisconsin
$443K
4
IA
IFP Advisors
Florida
$23K
5
Wells Fargo
Wells Fargo
California
$181K

Top Sellers

1
AIG
American International Group
New York
$0
2
AW
ACG Wealth
Georgia
$0
3
LPL Financial
LPL Financial
California
$226K
4
SBIA
Sheaff Brock Investment Advisors
Indiana
$0
5
Morgan Stanley
Morgan Stanley
New York
$149K
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$8.03M -$30.5K -3,685 -0.4%
AIM
2
Artemis Investment Management
United Kingdom
$7.46M – – –
KFA
3
Kelleher Financial Advisors
New York
$1.62M -$14.1K -1,700 -0.9%
AG
4
Advisor Group
Arizona
$827K +$827K +99,786 New
BA
5
Bard Associates
Illinois
$693K -$2.49K -300 -0.4%
CAN
6
Cetera Advisor Networks
California
$447K +$3.23K +388 +0.7%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$443K +$35.5K +4,282 +9%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$307K – – –
LPL Financial
9
LPL Financial
California
$226K -$192K -21,680 -46%
CL
10
CSS LLC
Illinois
$195K -$18.2K -2,200 -9%
Wells Fargo
11
Wells Fargo
California
$181K +$8.5K +1,028 +5%
Deutsche Bank
12
Deutsche Bank
Germany
$162K +$51.6K +6,321 +47%
GA
13
Geneva Advisors
Illinois
$150K – – –
Morgan Stanley
14
Morgan Stanley
New York
$149K -$147K -17,712 -50%
ISL
15
Ingalls & Snyder LLC
New York
$148K – – –
GCP
16
GSA Capital Partners
United Kingdom
$137K +$137K +16,502 New
NPC
17
National Planning Corporation
California
$105K – – –
Bank of America
18
Bank of America
North Carolina
$88K – – –
MFS
19
MSI Financial Services
Massachusetts
$82K – – –
UBS Group
20
UBS Group
Switzerland
$42K -$3K -360 -7%
IA
21
IFP Advisors
Florida
$23K +$23K +2,722 New
Creative Planning
22
Creative Planning
Kansas
$19K -$44K -5,322 -70%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$16K -$1.53K -185 -9%
TRCT
24
Tower Research Capital (TRC)
New York
$7K +$5.2K +568 +290%
MWP
25
MYCIO Wealth Partners
Pennsylvania
$5K +$335 +42 +7%
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