OXLC

Oxford Lane Capital

13 hedge funds and large institutions have $15.1M invested in Oxford Lane Capital in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
13
Holders Change
-1
Holders Change %
-7.14%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.76M 310,503 -154,028 -33%
KFA
2
Kelleher Financial Advisors
New York
$2.58M 168,425 +100 +0.1%
BA
3
Bard Associates
Illinois
$1.62M 105,665
SC
4
Selz Capital
New York
$1.36M 88,634 +2,994 +3%
ISL
5
Ingalls & Snyder LLC
New York
$1.13M 73,872 -7,440 -9%
CHAM
6
Clear Harbor Asset Management
Connecticut
$898K 58,569 +930 +2%
Wells Fargo
7
Wells Fargo
California
$795K 51,800 -2 -0%
BRWA
8
B. Riley Wealth Advisors
Florida
$777K 50,675 -31,794 -39%
U
9
UBS
Switzerland
$517K 33,734 -936 -3%
VFS
10
VSR Financial Services
Kansas
$418K 27,248 +2,874 +12%
GA
11
Geneva Advisors
Illinois
$161K 10,500 +10,500 New
Deutsche Bank
12
Deutsche Bank
Germany
$46K 3,000
WP
13
Westend Partners
California
$4K 250 +250 New
SIA
14
Sit Investment Associates
Minnesota
-2,576 Closed
Citigroup
15
Citigroup
New York
-3 Closed