Oxford Lane Capital
OXLC
13 hedge funds and large institutions have $15.1M invested in Oxford Lane Capital in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 2 closing their positions.
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
0% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 4
7% less funds holding
Funds holding: 14 → 13 (-1)
22% less capital invested
Capital invested by funds: $19.2M → $15.1M (-$4.16M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GA
Geneva Advisors
Chicago,
Illinois
|
+$168K |
| 2 |
SC
Selz Capital
New York
|
+$47.9K |
| 3 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$46K |
| 4 |
CHAM
Clear Harbor Asset Management
Stamford,
Connecticut
|
+$14.9K |
| 5 |
KFA
Kelleher Financial Advisors
New York
|
+$1.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.46M |
| 2 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$509K |
| 3 |
ISL
Ingalls & Snyder LLC
New York
|
-$119K |
| 4 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$43K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$15K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $4.76M | -$2.46M | -30,805 | -33% |
|
|
KFA
2
Kelleher Financial Advisors
New York
| $2.58M | +$1.6K | +20 | +0.1% |
|
|
BA
3
Bard Associates
Chicago,
Illinois
| $1.62M | – | – | – |
|
|
SC
4
Selz Capital
New York
| $1.36M | +$47.9K | +599 | +3% |
|
|
ISL
5
Ingalls & Snyder LLC
New York
| $1.13M | -$119K | -1,488 | -9% |
|
|
CHAM
6
Clear Harbor Asset Management
Stamford,
Connecticut
| $898K | +$14.9K | +186 | +2% |
|
7
Wells Fargo
San Francisco,
California
| $795K | – | – | – |
|
|
BRWA
8
B. Riley Wealth Advisors
Boca Raton,
Florida
| $777K | -$509K | -6,359 | -39% |
|
|
U
9
UBS
Zurich,
Switzerland
| $517K | -$15K | -187 | -3% |
|
|
VFS
10
VSR Financial Services
Overland Park,
Kansas
| $418K | +$46K | +575 | +12% |
|
|
GA
11
Geneva Advisors
Chicago,
Illinois
| $161K | +$168K | +2,100 | New |
|
12
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $46K | – | – | – |
|
|
WP
13
Westend Partners
San Francisco,
California
| $4K | +$4K | +50 | New |
|
|
SIA
14
Sit Investment Associates
Minneapolis,
Minnesota
| – | -$43K | -515 | Closed |
|
OXLC Hedge Fund Activity: Q3 2013 in Review
13 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2013, worth a combined $15.1M — down 22% from $19.2M a quarter earlier.
Fund positioning in OXLC was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 4 added to existing stakes and 4 trimmed.
The largest buyer was Geneva Advisors, opening a new position worth an estimated $168K. The largest seller was Morgan Stanley, cutting an estimated $2.46M.
- 13 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2013, down from 14 in Q2 2013.
- Funds reported $15.1M of Oxford Lane Capital stock for Q3 2013, down 22% quarter-over-quarter.
- 2 funds opened new Oxford Lane Capital positions in Q3 2013 and 2 closed out, a net change of 0 holders.
- The largest Oxford Lane Capital buyer in Q3 2013 was Geneva Advisors, an estimated $168K added.
- The largest Oxford Lane Capital seller in Q3 2013 was Morgan Stanley, an estimated $2.46M sold.
Based on aggregated 13F filings for Q3 2013.