BRWA
OXLC

B. Riley Wealth Advisors’s Oxford Lane Capital OXLC Stock Holding History

B. Riley Wealth Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-4,545
Closed -$95.4K – 1154
2025
Q2 		$95.4K Buy
+4,545
New +$102K ﹤0.01% 962
2024
Q4 		$115K Sell
4,535
-336
-7% -$8.8K ﹤0.01% 1093
2024
Q3 		$128K Sell
4,871
-12,614
-72% -$340K ﹤0.01% 1191
2024
Q2 		$474K Buy
17,485
+7,441
+74% +$196K 0.01% 842
2024
Q1 		$251K Sell
10,044
-1,494
-13% -$38.4K 0.01% 1145
2023
Q4 		$285K Buy
11,538
+1,494
+15% +$36.8K 0.01% 1077
2023
Q3 		$251K Sell
10,044
-3,070
-23% -$79K 0.01% 1145
2023
Q2 		$318K Sell
13,114
-397
-3% -$10.1K 0.01% 1088
2023
Q1 		$353K Buy
13,511
+67
+0.5% +$1.87K 0.01% 979
2022
Q4 		$341K Buy
13,444
+59
+0.4% +$1.52K 0.01% 974
2022
Q3 		$347K Buy
13,385
+3,292
+33% +$99.1K 0.01% 935
2022
Q2 		$287K Sell
10,093
-675
-6% -$22.1K 0.01% 899
2022
Q1 		$390K Buy
10,768
+54
+0.5% +$2.08K 0.01% 894
2021
Q4 		$414K Sell
10,714
-1,265
-11% -$49.2K 0.01% 921
2021
Q3 		$432K Buy
11,979
+1,029
+9% +$37.3K 0.01% 850
2021
Q2 		$406K Buy
10,950
+323
+3% +$11.3K 0.01% 873
2021
Q1 		$335K Sell
10,627
-194
-2% -$6.14K 0.01% 941
2020
Q4 		$293K Buy
10,821
+60
+0.6% +$1.48K 0.02% 766
2020
Q3 		$237K Sell
10,761
-361
-3% -$7.73K 0.01% 792
2020
Q2 		$229K Buy
11,122
+151
+1% +$3.06K 0.02% 728
2020
Q1 		$229K Buy
10,971
+3,567
+48% +$137K 0.02% 624
2019
Q4 		$303K Buy
7,404
+993
+15% +$44.1K 0.03% 600
2019
Q3 		$299K Buy
6,411
+2,539
+66% +$128K 0.03% 594
2019
Q2 		$196K Buy
3,872
+700
+22% +$36.3K 0.02% 721
2019
Q1 		$157K Buy
+3,172
New +$160K 0.02% 676
2015
Q4 		– Sell
-2,026
Closed -$116K – 607
2015
Q3 		$116K Buy
+2,026
New +$137K 0.03% 503
2015
Q1 		– Sell
-1,797
Closed -$134 – 1542
2014
Q4 		$134 Sell
1,797
-2,999
-63% -$235K ﹤0.01% 1570
2014
Q3 		$368K Sell
4,796
-7,934
-62% -$656K 0.1% 284
2014
Q2 		$539K Buy
12,730
+9,354
+277% +$794K 0.13% 185
2014
Q1 		$282K Sell
3,376
-1,882
-36% -$164K 0.09% 281
2013
Q4 		$456K Sell
5,258
-4,877
-48% -$394K 0.15% 160
2013
Q3 		$777K Sell
10,135
-6,359
-39% -$509K 0.27% 87
2013
Q2 		$1.36M Buy
+16,494
New +$1.37M 0.46% 48

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $5.92B AUM 23.78% 1-Year Est. Return
CC
CF Capital Cohasset, Massachusetts $83M AUM 14.05% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $288M AUM 38.96% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

B. Riley Wealth Advisors's OXLC Position: Q3 2025 in Review

B. Riley Wealth Advisors sold out of Oxford Lane Capital (OXLC) in Q3 2025, closing a stake of 4,545 shares — an estimated $95.4K sold.

B. Riley Wealth Advisors first reported a position in OXLC in Q2 2013 and held it in 33 quarters. The position peaked at $1.36M in Q2 2013. 94 funds tracked by Wall St. Rank hold OXLC as of Q3 2025.

  • B. Riley Wealth Advisors reported no remaining Oxford Lane Capital position as of Q3 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 4,545 Oxford Lane Capital shares in Q3 2025, an estimated $95.4K.
  • B. Riley Wealth Advisors first reported a position in Oxford Lane Capital in Q2 2013 and held it in 33 quarters.
  • B. Riley Wealth Advisors's Oxford Lane Capital position peaked at $1.36M in Q2 2013.
  • 94 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2025, filed 31 Oct 2025.