Rockefeller Capital Management
OXLC

Rockefeller Capital Management’s Oxford Lane Capital OXLC Stock Holding History

Rockefeller Capital Management’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$823 Sell
94
-145
-61% -$1.4K ﹤0.01% 4546
2026
Q1 		$2.34K Sell
239
-23,979
-99% -$264K ﹤0.01% 4390
2025
Q4 		$355K Sell
24,218
-251,617
-91% -$3.76M ﹤0.01% 2079
2025
Q3 		$4.67M Buy
+275,835
New +$5.04M 0.01% 847
2024
Q4 		– Sell
-29,650
Closed -$777K – 1706
2024
Q3 		$777K Buy
+29,650
New +$800K ﹤0.01% 1311
2024
Q2 		– Sell
-13,911
Closed -$353K – 1707
2024
Q1 		$353K Buy
13,911
+3,300
+31% +$84.7K ﹤0.01% 1552
2023
Q4 		$262K Buy
10,611
+161
+2% +$3.97K ﹤0.01% 1488
2023
Q3 		$261K Buy
10,450
+144
+1% +$3.71K ﹤0.01% 1438
2023
Q2 		$249K Sell
10,306
-10
-0.1% -$255 ﹤0.01% 1582
2023
Q1 		$269K Buy
10,316
+846
+9% +$23.6K ﹤0.01% 1642
2022
Q4 		$240K Buy
9,470
+63
+0.7% +$1.63K ﹤0.01% 1579
2022
Q3 		$243K Buy
9,407
+1,340
+17% +$40.3K ﹤0.01% 1559
2022
Q2 		$229K Buy
8,067
+115
+1% +$3.77K ﹤0.01% 1570
2022
Q1 		$287K Buy
7,952
+4,438
+126% +$171K ﹤0.01% 1544
2021
Q4 		$135K Sell
3,514
-1
-0% -$39 ﹤0.01% 1805
2021
Q3 		$126K Sell
3,515
-312
-8% -$11.3K ﹤0.01% 1764
2021
Q2 		$141K Sell
3,827
-49
-1% -$1.71K ﹤0.01% 1657
2021
Q1 		$122K Sell
3,876
-20
-0.5% -$633 ﹤0.01% 1522
2020
Q4 		$105K Sell
3,896
-3,107
-44% -$76.6K ﹤0.01% 1419
2020
Q3 		$154K Sell
7,003
-397
-5% -$8.5K ﹤0.01% 1124
2020
Q2 		$152K Buy
7,400
+1,799
+32% +$36.4K ﹤0.01% 1032
2020
Q1 		$117K Buy
5,601
+4,296
+329% +$165K ﹤0.01% 975
2019
Q4 		$53K Buy
1,305
+594
+84% +$26.4K ﹤0.01% 1134
2019
Q3 		$33K Buy
711
+29
+4% +$1.47K ﹤0.01% 1088
2019
Q2 		$34K Buy
+682
New +$35.4K ﹤0.01% 897

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.71B AUM 72.37% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
JG
Jain Global New York $25.4B AUM 45.67% 1-Year Est. Return
Blackstone Inc
Blackstone Inc New York $32.9B AUM 23.66% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return
EPCM
Eagle Point Credit Management Greenwich, Connecticut $66.2M AUM
AM
Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Rockefeller Capital Management's OXLC Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Oxford Lane Capital (OXLC) stake by 61% in Q2 2026, selling an estimated $1.4K and leaving 94 shares worth $823. The position accounts for ﹤0.01% of the portfolio, ranked #4546.

Rockefeller Capital Management first reported a position in OXLC in Q2 2019 and has held it in 25 quarters since. The position peaked at $4.67M in Q3 2025. 95 funds tracked by Wall St. Rank hold OXLC as of Q2 2026.

  • Rockefeller Capital Management held 94 shares of Oxford Lane Capital worth $823 as of Q2 2026.
  • Rockefeller Capital Management sold 145 Oxford Lane Capital shares in Q2 2026, an estimated $1.4K.
  • Oxford Lane Capital made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #4546 holding.
  • Rockefeller Capital Management first reported a position in Oxford Lane Capital in Q2 2019 and has held it in 25 quarters since.
  • Rockefeller Capital Management's Oxford Lane Capital position peaked at $4.67M in Q3 2025.
  • 95 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.