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OXLC

Oxford Lane Capital

60 hedge funds and large institutions have $65.5M invested in Oxford Lane Capital in 2021 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 9

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

19% more capital invested

Capital invested by funds: $54.9M → $65.5M (+$10.7M)

7% more funds holding

Funds holding: 5660 (+4)

0.12% more ownership

Funds ownership: 1.32%1.44% (+0.12%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+4
Holders Change %
+7.14%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
25
Reduced
9
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
1
Penserra Capital Management
California
$15.7M +$246K +6,317 +2%
Morgan Stanley
2
Morgan Stanley
New York
$9.41M +$2.12M +54,451 +29%
EG
3
Enstar Group
Bermuda
$4.81M
IFG
4
Independent Financial Group
California
$3.83M +$258K +6,634 +7%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$3.44M +$511K +13,137 +17%
Citadel Advisors
6
Citadel Advisors
Florida
$2.62M +$2.65M +68,065 New
Osaic Holdings
7
Osaic Holdings
Arizona
$2.26M +$249K +6,400 +12%
P
8
&Partners
Tennessee
$2.22M +$40.3K +1,037 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.18M +$155K +3,973 +8%
DFG
10
Delphi Financial Group
Delaware
$2.01M -$37.8K -971 -2%
LPL Financial
11
LPL Financial
California
$1.96M +$646K +16,601 +48%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.09M +$915K +23,524 +504%
JF
13
Jump Financial
Illinois
$1.08M +$12.4K +320 +1%
VEA
14
Virtus ETF Advisers
New York
$1.07M -$383K -9,834 -26%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$945K +$319K +8,210 +50%
CCP
16
Clough Capital Partners
Massachusetts
$886K +$894K +22,980 New
CSS
17
Cubist Systematic Strategies
Connecticut
$885K +$126K +3,251 +16%
ACI
18
Alpha Cubed Investments
California
$632K
C
19
Certuity
Florida
$604K +$197K +5,063 +48%
WS
20
Wedbush Securities
California
$567K +$7.39K +190 +1%
BA
21
Bard Associates
Illinois
$537K +$131K +3,370 +32%
NA
22
NewEdge Advisors
Louisiana
$475K +$122K +3,149 +34%
KPWS
23
Kestra Private Wealth Services
Texas
$447K
BRWA
24
B. Riley Wealth Advisors
Florida
$414K -$49.2K -1,265 -11%
KM
25
Kalos Management
Georgia
$385K +$30.2K +777 +9%

OXLC Hedge Fund Activity: Q4 2021 in Review

60 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2021, worth a combined $65.5M — up 19% from $54.9M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new OXLC positions and 9 closed out — a net gain of 5 holders — while 25 added to existing stakes and 9 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.65M. The largest seller was Anfield Capital Management, exiting entirely with an estimated $1.82M sold.

  • 60 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2021, up from 56 in Q3 2021.
  • Funds reported $65.5M of Oxford Lane Capital stock for Q4 2021, up 19% quarter-over-quarter.
  • 14 funds opened new Oxford Lane Capital positions in Q4 2021 and 9 closed out, a net change of +5 holders.
  • The largest Oxford Lane Capital buyer in Q4 2021 was Citadel Advisors, an estimated $2.65M added.
  • The largest Oxford Lane Capital seller in Q4 2021 was Anfield Capital Management, an estimated $1.82M sold.

Based on aggregated 13F filings for Q4 2021.