OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

61 hedge funds and large institutions have $61.7M invested in Oxford Lane Capital in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+4
Holders Change %
+7.02%
% of All Funds
0.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
25
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$2.62M
2
Morgan Stanley
Morgan Stanley
New York
$9.41M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$1.09M
4
CCP
Clough Capital Partners
Massachusetts
$886K
5
LPL Financial
LPL Financial
California
$1.96M

Top Sellers

1
ACM
Anfield Capital Management
California
$0
2
DA
DCM Advisors
New York
$264K
3
VEA
Virtus ETF Advisers
New York
$1.07M
4
SWM
Spire Wealth Management
Virginia
$45K
5
Deutsche Bank
Deutsche Bank
Germany
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
1
Penserra Capital Management
California
$15.7M +$244K +31,584 +2%
Morgan Stanley
2
Morgan Stanley
New York
$9.41M +$2.1M +272,256 +29%
EG
3
Enstar Group
Bermuda
$4.81M – – –
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$3.45M +$506K +65,682 +17%
Citadel Advisors
5
Citadel Advisors
Florida
$2.62M +$2.62M +340,323 New
Osaic Holdings
6
Osaic Holdings
Arizona
$2.26M +$248K +32,004 +12%
P
7
&Partners
Tennessee
$2.22M +$40K +5,184 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.18M +$153K +19,861 +8%
DFG
9
Delphi Financial Group
Delaware
$2.01M -$37.4K -4,856 -2%
LPL Financial
10
LPL Financial
California
$1.96M +$640K +83,005 +48%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.09M +$907K +117,622 +504%
JF
12
Jump Financial
Illinois
$1.08M +$12.3K +1,600 +1%
VEA
13
Virtus ETF Advisers
New York
$1.07M -$379K -49,169 -26%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$945K +$317K +41,050 +50%
CCP
15
Clough Capital Partners
Massachusetts
$886K +$886K +114,900 New
CSS
16
Cubist Systematic Strategies
Connecticut
$885K +$125K +16,253 +16%
ACI
17
Alpha Cubed Investments
California
$632K – – –
C
18
Certuity
Florida
$604K +$195K +25,315 +48%
WS
19
Wedbush Securities
California
$567K +$7.31K +948 +1%
BA
20
Bard Associates
Illinois
$537K +$130K +16,850 +32%
NA
21
NewEdge Advisors
Louisiana
$475K +$121K +15,744 +34%
KPWS
22
Kestra Private Wealth Services
Texas
$447K – – –
BRWA
23
B. Riley Wealth Advisors
Florida
$414K -$48.9K -6,323 -11%
KM
24
Kalos Management
Georgia
$385K +$31.8K +3,888 +9%
Bank of America
25
Bank of America
North Carolina
$368K -$110K -14,273 -23%
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