OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

28 hedge funds and large institutions have $22.6M invested in Oxford Lane Capital in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
-4
Holders Change %
-12.5%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SC
Selz Capital
New York
$8.22M
2
LPL Financial
LPL Financial
California
$414K
3
Creative Planning
Creative Planning
Kansas
$64K
4
US Bancorp
US Bancorp
Minnesota
$36K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
$313K

Top Sellers

1
UBS Group
UBS Group
Switzerland
$46K
2
AIG
American International Group
New York
$521K
3
Morgan Stanley
Morgan Stanley
New York
$302K
4
AW
ACG Wealth
Georgia
$452K
5
Millennium Management
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
1
Selz Capital
New York
$8.22M +$1.04M +123,058 +14%
AIM
2
Artemis Investment Management
United Kingdom
$7.6M – – –
KFA
3
Kelleher Financial Advisors
New York
$1.67M – – –
BA
4
Bard Associates
Illinois
$709K -$33.4K -3,950 -4%
AIG
5
American International Group
New York
$521K -$424K -50,165 -45%
AW
6
ACG Wealth
Georgia
$452K -$217K -25,618 -32%
CAN
7
Cetera Advisor Networks
California
$450K -$21.6K -2,558 -5%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$416K +$13.7K +1,623 +3%
LPL Financial
9
LPL Financial
California
$414K +$43K +4,906 +12%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$313K +$25.4K +3,000 +9%
Morgan Stanley
11
Morgan Stanley
New York
$302K -$306K -36,194 -50%
CL
12
CSS LLC
Illinois
$218K -$188K -22,186 -46%
Wells Fargo
13
Wells Fargo
California
$176K -$287 -34 -0.2%
SBIA
14
Sheaff Brock Investment Advisors
Indiana
$160K +$3.81K +450 +2%
GA
15
Geneva Advisors
Illinois
$153K – – –
ISL
16
Ingalls & Snyder LLC
New York
$150K -$131K -15,540 -47%
Deutsche Bank
17
Deutsche Bank
Germany
$113K +$1.27K +152 +1%
NPC
18
National Planning Corporation
California
$102K -$12.2K -1,326 -11%
WPW
19
Waldron Private Wealth
Pennsylvania
$93K – – –
Bank of America
20
Bank of America
North Carolina
$89K – – –
MFS
21
MSI Financial Services
Massachusetts
$83K -$6.47K -767 -7%
Creative Planning
22
Creative Planning
Kansas
$64K +$37.8K +4,500 +144%
UBS Group
23
UBS Group
Switzerland
$46K -$1.03M -120,822 -96%
US Bancorp
24
US Bancorp
Minnesota
$36K +$36K +4,238 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$18K -$11.2K -1,315 -38%
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