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OXLC

Oxford Lane Capital

28 hedge funds and large institutions have $22.6M invested in Oxford Lane Capital in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 3228 (-4)

20% less capital invested

Capital invested by funds: $28.4M → $22.6M (-$5.8M)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
28
Holders Change
-4
Holders Change %
-12.5%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SC
1
Selz Capital
New York
$8.22M +$1.05M +24,611 +14%
AIM
2
Artemis Investment Management
United Kingdom
$7.6M
KFA
3
Kelleher Financial Advisors
New York
$1.67M
BA
4
Bard Associates
Illinois
$709K -$33.7K -790 -4%
AIG
5
American International Group
New York
$521K -$427K -10,033 -45%
AW
6
ACG Wealth
Georgia
$452K -$218K -5,124 -32%
CAN
7
Cetera Advisor Networks
California
$450K -$21.8K -512 -5%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$416K +$13.8K +325 +3%
LPL Financial
9
LPL Financial
California
$414K +$41.8K +981 +12%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$313K +$25.6K +600 +9%
Morgan Stanley
11
Morgan Stanley
New York
$302K -$308K -7,239 -50%
CL
12
CSS LLC
Illinois
$218K -$189K -4,437 -46%
Wells Fargo
13
Wells Fargo
California
$176K -$298 -7 -0.2%
SBIA
14
Sheaff Brock Investment Advisors
Indiana
$160K +$3.83K +90 +2%
GA
15
Geneva Advisors
Illinois
$153K
ISL
16
Ingalls & Snyder LLC
New York
$150K -$132K -3,108 -47%
Deutsche Bank
17
Deutsche Bank
Germany
$113K +$1.28K +30 +1%
NPC
18
National Planning Corporation
California
$102K -$11.3K -265 -11%
WPW
19
Waldron Private Wealth
Pennsylvania
$93K
Bank of America
20
Bank of America
North Carolina
$89K
MFS
21
MSI Financial Services
Massachusetts
$83K -$6.52K -153 -7%
Creative Planning
22
Creative Planning
Kansas
$64K +$38.3K +900 +144%
UBS Group
23
UBS Group
Switzerland
$46K -$1.03M -24,164 -96%
US Bancorp
24
US Bancorp
Minnesota
$36K +$36.1K +848 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$18K -$11.2K -263 -38%

OXLC Hedge Fund Activity: Q1 2016 in Review

28 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2016, worth a combined $22.6M — down 20% from $28.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OXLC and 2 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 8 added.

The largest buyer was Selz Capital, adding an estimated $1.05M. The largest seller was UBS Group, cutting an estimated $1.03M.

  • 28 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2016, down from 32 in Q4 2015.
  • Funds reported $22.6M of Oxford Lane Capital stock for Q1 2016, down 20% quarter-over-quarter.
  • 2 funds opened new Oxford Lane Capital positions in Q1 2016 and 6 closed out, a net change of -4 holders.
  • The largest Oxford Lane Capital buyer in Q1 2016 was Selz Capital, an estimated $1.05M added.
  • The largest Oxford Lane Capital seller in Q1 2016 was UBS Group, an estimated $1.03M sold.

Based on aggregated 13F filings for Q1 2016.