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OXLC

Oxford Lane Capital

29 hedge funds and large institutions have $33M invested in Oxford Lane Capital in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 3229 (-3)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

39% less capital invested

Capital invested by funds: $53.8M → $33M (-$20.8M)

Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$10.3M
SC
2
Selz Capital
New York
$10.1M
KFA
3
Kelleher Financial Advisors
New York
$2.39M -$22K -325 -0.8%
UBS Group
4
UBS Group
Switzerland
$1.66M -$530K -7,813 -21%
BA
5
Bard Associates
Illinois
$1.11M -$38K -560 -3%
AIG
6
American International Group
New York
$1.09M +$246K +3,629 +23%
AW
7
ACG Wealth
Georgia
$958K -$121K -1,787 -10%
CL
8
CSS LLC
Illinois
$702K
ISL
9
Ingalls & Snyder LLC
New York
$690K -$13.6K -200 -2%
CAN
10
Cetera Advisor Networks
California
$615K +$38K +560 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$602K +$340K +5,015 +91%
VKH
12
Virtu KCG Holdings
New York
$487K +$579K +8,536 New
Wells Fargo
13
Wells Fargo
California
$372K -$31.9K -470 -7%
Morgan Stanley
14
Morgan Stanley
New York
$268K -$18.4K -271 -5%
LPL Financial
15
LPL Financial
California
$243K +$28.1K +415 +10%
Deutsche Bank
16
Deutsche Bank
Germany
$239K -$3.57M -52,645 -93%
Millennium Management
17
Millennium Management
New York
$213K +$78.3K +1,155 +45%
GA
18
Geneva Advisors
Illinois
$207K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$201K -$3.39K -50 -1%
NPC
20
National Planning Corporation
California
$131K
Bank of America
21
Bank of America
North Carolina
$123K +$110K +1,626 +301%
NCCM
22
Nine Chapters Capital Management
New Jersey
$122K +$145K +2,140 New
BRWA
23
B. Riley Wealth Advisors
Florida
$116K +$137K +2,026 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$39K +$21.7K +320 +87%
JWA
25
JFS Wealth Advisors
Pennsylvania
$29K +$33.9K +500 New

OXLC Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2015, worth a combined $33M — down 39% from $53.8M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of OXLC and 6 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 7 added.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $579K. The largest seller was Trafelet Capital Management, exiting entirely with an estimated $7.02M sold.

  • 29 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2015, down from 32 in Q2 2015.
  • Funds reported $33M of Oxford Lane Capital stock for Q3 2015, down 39% quarter-over-quarter.
  • 6 funds opened new Oxford Lane Capital positions in Q3 2015 and 8 closed out, a net change of -2 holders.
  • The largest Oxford Lane Capital buyer in Q3 2015 was Virtu KCG Holdings, an estimated $579K added.
  • The largest Oxford Lane Capital seller in Q3 2015 was Trafelet Capital Management, an estimated $7.02M sold.

Based on aggregated 13F filings for Q3 2015.