OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

29 hedge funds and large institutions have $33M invested in Oxford Lane Capital in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-3
Holders Change %
-9.38%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
1
Virtu KCG Holdings
New York
$487K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$602K
3
AIG
3
American International Group
New York
$1.09M
4
NCCM
4
Nine Chapters Capital Management
New Jersey
$122K
5
BRWA
5
B. Riley Wealth Advisors
Florida
$116K

Top Sellers

1
TCM
1
Trafelet Capital Management
New York
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$239K
3
CHAM
3
Clear Harbor Asset Management
Connecticut
$0
4
OAM
4
Orinda Asset Management
California
$0
5
UBS Group
5
UBS Group
Switzerland
$1.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$10.3M – – –
SC
2
Selz Capital
New York
$10.1M – – –
KFA
3
Kelleher Financial Advisors
New York
$2.39M -$18.5K -1,625 -0.8%
UBS Group
4
UBS Group
Switzerland
$1.66M -$446K -39,061 -21%
BA
5
Bard Associates
Illinois
$1.11M -$32K -2,802 -3%
AIG
6
American International Group
New York
$1.09M +$207K +18,148 +23%
AW
7
ACG Wealth
Georgia
$958K -$102K -8,932 -10%
CL
8
CSS LLC
Illinois
$702K – – –
ISL
9
Ingalls & Snyder LLC
New York
$690K -$11.4K -1,000 -2%
CAN
10
Cetera Advisor Networks
California
$615K +$32.1K +2,799 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$602K +$286K +25,076 +91%
VKH
12
Virtu KCG Holdings
New York
$487K +$487K +42,680 New
Wells Fargo
13
Wells Fargo
California
$372K -$26.8K -2,349 -7%
Morgan Stanley
14
Morgan Stanley
New York
$268K -$15.5K -1,356 -5%
LPL Financial
15
LPL Financial
California
$243K +$22.5K +2,074 +10%
Deutsche Bank
16
Deutsche Bank
Germany
$239K -$2.98M -263,227 -93%
Millennium Management
17
Millennium Management
New York
$213K +$65.9K +5,776 +45%
GA
18
Geneva Advisors
Illinois
$207K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$201K -$2.88K -252 -1%
NPC
20
National Planning Corporation
California
$131K – – –
Bank of America
21
Bank of America
North Carolina
$123K +$92.3K +8,130 +301%
NCCM
22
Nine Chapters Capital Management
New Jersey
$122K +$122K +10,700 New
BRWA
23
B. Riley Wealth Advisors
Florida
$116K +$116K +10,129 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$39K +$18.2K +1,600 +87%
JWA
25
JFS Wealth Advisors
Pennsylvania
$29K +$29K +2,500 New
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