OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

29 hedge funds and large institutions have $21.8M invested in Oxford Lane Capital in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-4
Holders Change %
-12.12%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
5
Reduced
12
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$5.36M
2
Goldman Sachs
Goldman Sachs
New York
$1.24M
3
Morgan Stanley
Morgan Stanley
New York
$3.12M
4
BI
Bramshill Investments
Florida
$529K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$439K

Top Sellers

1
William Blair & Company
William Blair & Company
Illinois
$0
2
SC
Selz Capital
New York
$4.58M
3
VF
Virtu Financial
New York
$0
4
Creative Planning
Creative Planning
Kansas
$0
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
1
Invesco
Georgia
$5.36M +$5.36M +533,000 New
SC
2
Selz Capital
New York
$4.58M -$352K -35,000 -7%
Morgan Stanley
3
Morgan Stanley
New York
$3.12M +$583K +58,014 +23%
AG
4
Advisor Group
Arizona
$1.81M +$228K +22,695 +14%
Goldman Sachs
5
Goldman Sachs
New York
$1.24M +$1.24M +123,518 New
CAN
6
Cetera Advisor Networks
California
$839K +$62.3K +6,221 +8%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$818K +$46.5K +4,629 +6%
BA
8
Bard Associates
Illinois
$745K -$21.7K -2,155 -3%
BI
9
Bramshill Investments
Florida
$529K +$529K +52,643 New
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$439K +$439K +43,633 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$382K -$10K -1,000 -3%
Jane Street
12
Jane Street
New York
$298K +$298K +29,693 New
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$276K – – –
Millennium Management
14
Millennium Management
New York
$264K -$73.9K -7,356 -22%
GCP
15
GSA Capital Partners
United Kingdom
$203K -$79.4K -7,900 -28%
IA
16
IFP Advisors
Florida
$171K -$8.04K -800 -4%
UBS Group
17
UBS Group
Switzerland
$157K -$6.52K -650 -4%
FIM
18
Freedom Investment Management
Connecticut
$126K +$126K +12,501 New
Bank of America
19
Bank of America
North Carolina
$100K – – –
Wells Fargo
20
Wells Fargo
California
$97K +$20 +2 +0%
CIBC Private Wealth Group
21
CIBC Private Wealth Group
Georgia
$75K +$75K +7,500 New
ED
22
Exane Derivatives
France
$70.6K -$27.3K -2,715 -28%
Deutsche Bank
23
Deutsche Bank
Germany
$33K -$32.6K -3,300 -50%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$23K -$6.04K -600 -21%
WEC
25
Winslow Evans & Crocker
Massachusetts
$20.4K -$2.75K -274 -12%
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