Oxford Lane Capital
OXLC
14 hedge funds and large institutions have $14M invested in Oxford Lane Capital in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
8% more funds holding
Funds holding: 13 → 14 (+1)
7% less capital invested
Capital invested by funds: $15.1M → $14M (-$1.08M)
50% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$65.8K |
| 2 |
SC
Selz Capital
New York
|
+$53.9K |
| 3 |
CHAM
Clear Harbor Asset Management
Stamford,
Connecticut
|
+$11.8K |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$11.3K |
| 5 |
Citigroup
New York
|
+$3.87K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.58M |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$418K |
| 3 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$394K |
| 4 |
U
UBS
Zurich,
Switzerland
|
-$237K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$48.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
KFA
1
Kelleher Financial Advisors
New York
| $2.92M | – | – | – |
|
|
2
Morgan Stanley
New York
| $2.62M | -$2.58M | -31,929 | -51% |
|
|
BA
3
Bard Associates
Chicago,
Illinois
| $1.81M | -$17.3K | -215 | -1% |
|
|
SC
4
Selz Capital
New York
| $1.59M | +$53.9K | +668 | +4% |
|
|
ISL
5
Ingalls & Snyder LLC
New York
| $1.27M | -$8.47K | -105 | -0.7% |
|
|
CHAM
6
Clear Harbor Asset Management
Stamford,
Connecticut
| $1.03M | +$11.8K | +146 | +1% |
|
|
7
Wells Fargo
San Francisco,
California
| $846K | -$48.4K | -600 | -6% |
|
|
CL
8
CSS LLC
Chicago,
Illinois
| $795K | +$740K | +9,173 | New |
|
|
BRWA
9
B. Riley Wealth Advisors
Boca Raton,
Florida
| $456K | -$394K | -4,877 | -48% |
|
|
U
10
UBS
Zurich,
Switzerland
| $330K | -$237K | -2,943 | -44% |
|
|
GA
11
Geneva Advisors
Chicago,
Illinois
| $182K | – | – | – |
|
|
12
Royal Bank of Canada
Toronto,
Ontario, Canada
| $71K | +$65.8K | +815 | New |
|
|
13
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $64K | +$11.3K | +140 | +23% |
|
|
14
Citigroup
New York
| $4K | +$3.87K | +48 | New |
|
|
VFS
15
VSR Financial Services
Overland Park,
Kansas
| – | -$418K | -5,450 | Closed |
|
OXLC Hedge Fund Activity: Q4 2013 in Review
14 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2013, worth a combined $14M — down 7.2% from $15.1M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new OXLC positions and 1 closed out — a net gain of 2 holders — while 3 added to existing stakes and 6 trimmed.
The largest buyer was Royal Bank of Canada, opening a new position worth an estimated $65.8K. The largest seller was Morgan Stanley, cutting an estimated $2.58M.
- 14 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2013, up from 13 in Q3 2013.
- Funds reported $14M of Oxford Lane Capital stock for Q4 2013, down 7.2% quarter-over-quarter.
- 3 funds opened new Oxford Lane Capital positions in Q4 2013 and 1 closed out, a net change of +2 holders.
- The largest Oxford Lane Capital buyer in Q4 2013 was Royal Bank of Canada, an estimated $65.8K added.
- The largest Oxford Lane Capital seller in Q4 2013 was Morgan Stanley, an estimated $2.58M sold.
Based on aggregated 13F filings for Q4 2013.