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OXLC

Oxford Lane Capital
OXLC

14 hedge funds and large institutions have $14M invested in Oxford Lane Capital in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

8% more funds holding

Funds holding: 13 → 14 (+1)

7% less capital invested

Capital invested by funds: $15.1M → $14M (-$1.08M)

50% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 6

Holders
14
Holders Change
+1
Holders Change %
+7.69%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$65.8K
2
SC
Selz Capital
New York
+$53.9K
3
CHAM
Clear Harbor Asset Management
Connecticut
+$11.8K
4
Deutsche Bank
Deutsche Bank
Germany
+$11.3K
5
Citigroup
Citigroup
New York
+$3.87K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.58M
2
VFS
VSR Financial Services
Kansas
-$418K
3
BRWA
B. Riley Wealth Advisors
Florida
-$394K
4
U
UBS
Switzerland
-$237K
5
Wells Fargo
Wells Fargo
California
-$48.4K

OXLC Hedge Fund Activity: Q4 2013 in Review

14 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2013, worth a combined $14M — down 7.2% from $15.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new OXLC positions and 1 closed out — a net gain of 2 holders — while 3 added to existing stakes and 6 trimmed.

The largest buyer was Royal Bank of Canada, opening a new position worth an estimated $65.8K. The largest seller was Morgan Stanley, cutting an estimated $2.58M.

  • 14 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2013, up from 13 in Q3 2013.
  • Funds reported $14M of Oxford Lane Capital stock for Q4 2013, down 7.2% quarter-over-quarter.
  • 3 funds opened new Oxford Lane Capital positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest Oxford Lane Capital buyer in Q4 2013 was Royal Bank of Canada, an estimated $65.8K added.
  • The largest Oxford Lane Capital seller in Q4 2013 was Morgan Stanley, an estimated $2.58M sold.

Based on aggregated 13F filings for Q4 2013.