OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

25 hedge funds and large institutions have $24.4M invested in Oxford Lane Capital in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
1
IFP Advisors
Florida
$193K
2
Millennium Management
2
Millennium Management
New York
$214K
3
AIM
3
Acrospire Investment Management
Illinois
$72K
4
LPL Financial
4
LPL Financial
California
$277K
5
PCM
5
Prelude Capital Management
New York
$50K

Top Sellers

1
SC
1
Selz Capital
New York
$8.31M
2
CAN
2
Cetera Advisor Networks
California
$736K
3
AIM
3
Artemis Investment Management
United Kingdom
$8.97M
4
AG
4
Advisor Group
Arizona
$764K
5
KFA
5
Kelleher Financial Advisors
New York
$1.79M
Name Market Value Shares Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$8.97M 852,336 -47,664 -5%
SC
2
Selz Capital
New York
$8.31M 791,088 -177,544 -18%
KFA
3
Kelleher Financial Advisors
New York
$1.79M 170,281 -24,877 -13%
BA
4
Bard Associates
Illinois
$831K 79,039 -3,250 -4%
AG
5
Advisor Group
Arizona
$764K 72,676 -25,820 -26%
CAN
6
Cetera Advisor Networks
California
$736K 70,293 -64,203 -48%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$599K 57,019 -36 -0.1%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$389K 37,019 – –
LPL Financial
9
LPL Financial
California
$277K 25,973 +5,025 +24%
Morgan Stanley
10
Morgan Stanley
New York
$265K 25,110 +2,316 +10%
Wells Fargo
11
Wells Fargo
California
$222K 21,117 -422 -2%
Millennium Management
12
Millennium Management
New York
$214K 20,362 +9,686 +91%
IA
13
IFP Advisors
Florida
$193K 18,388 +10,946 +147%
ISL
14
Ingalls & Snyder LLC
New York
$187K 17,839 – –
NPC
15
National Planning Corporation
California
$123K 11,100 – –
Bank of America
16
Bank of America
North Carolina
$104K 9,866 -845 -8%
UBS Group
17
UBS Group
Switzerland
$96K 9,157 -924 -9%
MFS
18
MSI Financial Services
Massachusetts
$89K 8,489 -642 -7%
AIM
19
Acrospire Investment Management
Illinois
$72K 6,804 +6,804 New
Creative Planning
20
Creative Planning
Kansas
$64K 6,130 +2,630 +75%
PCM
21
Prelude Capital Management
New York
$50K 4,800 +4,800 New
Deutsche Bank
22
Deutsche Bank
Germany
$34K 3,236 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$20K 1,935 – –
TRCT
24
Tower Research Capital (TRC)
New York
$5K 522 +522 New
GCP
25
GSA Capital Partners
United Kingdom
– – -12,502 Closed
1
2