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OXLC

Oxford Lane Capital

25 hedge funds and large institutions have $24.4M invested in Oxford Lane Capital in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

9% more funds holding

Funds holding: 2325 (+2)

2.35% more ownership

Funds ownership: 0%2.35% (+2.3%)

12% less capital invested

Capital invested by funds: $27.6M → $24.4M (-$3.2M)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$8.97M -$512K -9,533 -5%
SC
2
Selz Capital
New York
$8.31M -$1.91M -35,508 -18%
KFA
3
Kelleher Financial Advisors
New York
$1.79M -$267K -4,976 -13%
BA
4
Bard Associates
Illinois
$831K -$34.9K -650 -4%
AG
5
Advisor Group
Arizona
$764K -$277K -5,164 -26%
CAN
6
Cetera Advisor Networks
California
$736K -$689K -12,840 -48%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$599K -$376 -7 -0.1%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$389K
LPL Financial
9
LPL Financial
California
$277K +$53.9K +1,005 +24%
Morgan Stanley
10
Morgan Stanley
New York
$265K +$24.8K +463 +10%
Wells Fargo
11
Wells Fargo
California
$222K -$4.56K -85 -2%
Millennium Management
12
Millennium Management
New York
$214K +$104K +1,937 +91%
IA
13
IFP Advisors
Florida
$193K +$118K +2,190 +147%
ISL
14
Ingalls & Snyder LLC
New York
$187K
NPC
15
National Planning Corporation
California
$123K
Bank of America
16
Bank of America
North Carolina
$104K -$9.07K -169 -8%
UBS Group
17
UBS Group
Switzerland
$96K -$9.93K -185 -9%
MFS
18
MSI Financial Services
Massachusetts
$89K -$6.87K -128 -7%
AIM
19
Acrospire Investment Management
Illinois
$72K +$73K +1,361 New
Creative Planning
20
Creative Planning
Kansas
$64K +$28.2K +526 +75%
PCM
21
Prelude Capital Management
New York
$50K +$51.5K +960 New
Deutsche Bank
22
Deutsche Bank
Germany
$34K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$20K
TRCT
24
Tower Research Capital (TRC)
New York
$5K +$5.58K +104 New
GCP
25
GSA Capital Partners
United Kingdom
-$131K -2,500 Closed

OXLC Hedge Fund Activity: Q4 2016 in Review

25 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2016, worth a combined $24.4M — down 12% from $27.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OXLC positions and 2 closed out — a net gain of 2 holders — while 5 added to existing stakes and 11 trimmed.

The largest buyer was IFP Advisors, adding an estimated $118K. The largest seller was Selz Capital, cutting an estimated $1.91M.

  • 25 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2016, up from 23 in Q3 2016.
  • Funds reported $24.4M of Oxford Lane Capital stock for Q4 2016, down 12% quarter-over-quarter.
  • 4 funds opened new Oxford Lane Capital positions in Q4 2016 and 2 closed out, a net change of +2 holders.
  • The largest Oxford Lane Capital buyer in Q4 2016 was IFP Advisors, an estimated $118K added.
  • The largest Oxford Lane Capital seller in Q4 2016 was Selz Capital, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2016.