OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

30 hedge funds and large institutions have $43.1M invested in Oxford Lane Capital in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
13
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CHAM
Clear Harbor Asset Management
Connecticut
$2.79M
2
TCM
Trafelet Capital Management
New York
$8.93M
3
MVP
Miller Value Partners
Florida
$972K
4
AIM
Artemis Investment Management
United Kingdom
$13.5M
5
Morgan Stanley
Morgan Stanley
New York
$677K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$869K
2
Jane Street
Jane Street
New York
$0
3
ISL
Ingalls & Snyder LLC
New York
$984K
4
DCM
Dialectic Capital Management
Connecticut
$523K
5
PP
PDT Partners
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
1
Artemis Investment Management
United Kingdom
$13.5M +$748K +50,000 +6%
TCM
2
Trafelet Capital Management
New York
$8.93M +$1.32M +88,235 +17%
KFA
3
Kelleher Financial Advisors
New York
$3.24M -$11.2K -750 -0.3%
CHAM
4
Clear Harbor Asset Management
Connecticut
$2.79M +$1.57M +105,003 +129%
Deutsche Bank
5
Deutsche Bank
Germany
$1.65M +$209K +13,970 +14%
SC
6
Selz Capital
New York
$1.6M +$63.4K +4,240 +4%
BA
7
Bard Associates
Illinois
$1.58M +$15K +1,000 +1%
ISL
8
Ingalls & Snyder LLC
New York
$984K -$307K -20,573 -24%
MVP
9
Miller Value Partners
Florida
$972K +$972K +65,000 New
CL
10
CSS LLC
Illinois
$882K – – –
SIA
11
Sit Investment Associates
Minnesota
$869K -$3.28M -219,437 -79%
GCP
12
GSA Capital Partners
United Kingdom
$860K +$260K +17,400 +43%
UBS Group
13
UBS Group
Switzerland
$816K +$816K +54,586 New
CAN
14
Cetera Advisor Networks
California
$729K +$81.8K +5,461 +13%
Morgan Stanley
15
Morgan Stanley
New York
$677K +$277K +18,510 +69%
Wells Fargo
16
Wells Fargo
California
$628K +$45 +3 +0%
DCM
17
Dialectic Capital Management
Connecticut
$523K -$299K -20,000 -36%
NCCM
18
Nine Chapters Capital Management
New Jersey
$462K +$52.3K +3,500 +13%
Citadel Advisors
19
Citadel Advisors
Florida
$419K +$163K +10,856 +63%
YMRC
20
Yorktown Management & Research Company
Virginia
$299K – – –
GA
21
Geneva Advisors
Illinois
$271K +$22.4K +1,500 +9%
YCM
22
Yakira Capital Management
Connecticut
$247K – – –
NPC
23
National Planning Corporation
California
$106K +$106K +7,100 New
Bank of America
24
Bank of America
North Carolina
$30K -$10.1K -674 -25%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$27K -$8.83K -600 -25%
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