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OXLC

Oxford Lane Capital

30 hedge funds and large institutions have $43.1M invested in Oxford Lane Capital in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

7% more funds holding

Funds holding: 2830 (+2)

1% more capital invested

Capital invested by funds: $42.9M → $43.1M (+$232K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
13
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
1
Artemis Investment Management
United Kingdom
$13.5M +$782K +10,000 +6%
TCM
2
Trafelet Capital Management
New York
$8.93M +$1.38M +17,647 +17%
KFA
3
Kelleher Financial Advisors
New York
$3.24M -$11.7K -150 -0.3%
CHAM
4
Clear Harbor Asset Management
Connecticut
$2.79M +$1.64M +21,000 +129%
Deutsche Bank
5
Deutsche Bank
Germany
$1.65M +$219K +2,794 +14%
SC
6
Selz Capital
New York
$1.6M +$66.3K +848 +4%
BA
7
Bard Associates
Illinois
$1.58M +$15.6K +200 +1%
ISL
8
Ingalls & Snyder LLC
New York
$984K -$322K -4,115 -24%
MVP
9
Miller Value Partners
Florida
$972K +$1.02M +13,000 New
CL
10
CSS LLC
Illinois
$882K
SIA
11
Sit Investment Associates
Minnesota
$869K -$3.43M -43,887 -79%
GCP
12
GSA Capital Partners
United Kingdom
$860K +$272K +3,480 +43%
UBS Group
13
UBS Group
Switzerland
$816K +$854K +10,917 New
CAN
14
Cetera Advisor Networks
California
$729K +$85.4K +1,092 +13%
Morgan Stanley
15
Morgan Stanley
New York
$677K +$290K +3,702 +69%
Wells Fargo
16
Wells Fargo
California
$628K +$78 +1 +0%
DCM
17
Dialectic Capital Management
Connecticut
$523K -$313K -4,000 -36%
NCCM
18
Nine Chapters Capital Management
New Jersey
$462K +$54.8K +700 +13%
Citadel Advisors
19
Citadel Advisors
Florida
$419K +$170K +2,171 +63%
YMRC
20
Yorktown Management & Research Company
Virginia
$299K
GA
21
Geneva Advisors
Illinois
$271K +$23.5K +300 +9%
YCM
22
Yakira Capital Management
Connecticut
$247K
NPC
23
National Planning Corporation
California
$106K +$111K +1,420 New
Bank of America
24
Bank of America
North Carolina
$30K -$10.6K -135 -25%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$27K -$9.39K -120 -25%

OXLC Hedge Fund Activity: Q4 2014 in Review

30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2014, worth a combined $43.1M — up 0.54% from $42.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new OXLC positions and 3 closed out — a net gain of 3 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Clear Harbor Asset Management, adding an estimated $1.64M. The largest seller was Sit Investment Associates, cutting an estimated $3.43M.

  • 30 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2014, up from 28 in Q3 2014.
  • Funds reported $43.1M of Oxford Lane Capital stock for Q4 2014, up 0.54% quarter-over-quarter.
  • 6 funds opened new Oxford Lane Capital positions in Q4 2014 and 3 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q4 2014 was Clear Harbor Asset Management, an estimated $1.64M added.
  • The largest Oxford Lane Capital seller in Q4 2014 was Sit Investment Associates, an estimated $3.43M sold.

Based on aggregated 13F filings for Q4 2014.