Trafelet Capital Management’s Oxford Lane Capital OXLC Stock Holding History

Trafelet Capital Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-98,822	Closed	-$7.02M	–	19
2015 Q2	$7.02M	Sell	98,822 -25,672	-21%	-$1.93M	4.06%	12
2015 Q1	$9.22M	Buy	124,494 +5,046	+4%	+$381K	5.16%	10
2014 Q4	$8.93M	Buy	119,448 +17,647	+17%	+$1.38M	5.65%	7
2014 Q3	$7.8M	Hold	101,801	–	–	6.25%	6
2014 Q2	$8.61M	Buy	101,801 +4,301	+4%	+$365K	6.7%	4
2014 Q1	$8.14M	Buy	+97,500	New	+$8.52M	6.94%	3

Other funds holding OXLC

AIM

Artemis Investment Management Edinburgh, United Kingdom $9.43B AUM 69.06% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

KFA

Kelleher Financial Advisors New York $395M AUM 12.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Trafelet Capital Management's OXLC Position: Q3 2015 in Review

Trafelet Capital Management sold out of Oxford Lane Capital (OXLC) in Q3 2015, closing a stake of 98,822 shares — an estimated $7.02M sold.

Trafelet Capital Management first reported a position in OXLC in Q1 2014 and held it in 6 quarters. The position peaked at $9.22M in Q1 2015. 29 funds tracked by Wall St. Rank hold OXLC as of Q3 2015.

Trafelet Capital Management reported no remaining Oxford Lane Capital position as of Q3 2015 after selling out during the quarter.
Trafelet Capital Management sold 98,822 Oxford Lane Capital shares in Q3 2015, an estimated $7.02M.
Trafelet Capital Management first reported a position in Oxford Lane Capital in Q1 2014 and held it in 6 quarters.
Trafelet Capital Management's Oxford Lane Capital position peaked at $9.22M in Q1 2015.
29 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2015.

Based on Trafelet Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.