LPL Financial
OXLC

LPL Financial’s Oxford Lane Capital OXLC Stock Holding History

LPL Financial’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$737K Sell
84,148
-9,063
-10% -$87.7K ﹤0.01% 4684
2026
Q1 		$912K Sell
93,211
-4,981
-5% -$54.9K ﹤0.01% 4264
2025
Q4 		$1.44M Sell
98,192
-14,786
-13% -$221K ﹤0.01% 3711
2025
Q3 		$1.91M Sell
112,978
-70,507
-38% -$1.29M ﹤0.01% 3359
2025
Q2 		$3.85M Sell
183,485
-69,507
-27% -$1.56M ﹤0.01% 2525
2025
Q1 		$5.97M Buy
252,992
+73,523
+41% +$1.83M ﹤0.01% 2002
2024
Q4 		$4.55M Buy
179,469
+53,726
+43% +$1.41M ﹤0.01% 2151
2024
Q3 		$3.29M Buy
125,743
+19,613
+18% +$529K ﹤0.01% 2292
2024
Q2 		$2.88M Buy
106,130
+32,703
+45% +$861K ﹤0.01% 2295
2024
Q1 		$1.87M Sell
73,427
-3,661
-5% -$94K ﹤0.01% 2587
2023
Q4 		$1.9M Sell
77,088
-4,447
-5% -$110K ﹤0.01% 2449
2023
Q3 		$2.03M Sell
81,535
-16,710
-17% -$430K ﹤0.01% 2268
2023
Q2 		$2.38M Buy
98,245
+1,887
+2% +$48.2K ﹤0.01% 2098
2023
Q1 		$2.52M Buy
96,358
+18,805
+24% +$524K ﹤0.01% 1958
2022
Q4 		$1.97M Sell
77,553
-3,916
-5% -$101K ﹤0.01% 2085
2022
Q3 		$2.11M Buy
81,469
+19,744
+32% +$594K ﹤0.01% 1937
2022
Q2 		$1.75M Buy
61,725
+2,166
+4% +$71K ﹤0.01% 2123
2022
Q1 		$2.16M Buy
59,559
+8,652
+17% +$333K ﹤0.01% 2011
2021
Q4 		$1.96M Buy
50,907
+16,601
+48% +$646K ﹤0.01% 2100
2021
Q3 		$1.24M Buy
34,306
+24,445
+248% +$887K ﹤0.01% 2452
2021
Q2 		$365K Sell
9,861
-41,121
-81% -$1.44M ﹤0.01% 3426
2021
Q1 		$1.61M Buy
50,982
+38,588
+311% +$1.22M ﹤0.01% 2007
2020
Q4 		$335K Buy
12,394
+8,146
+192% +$201K ﹤0.01% 3113
2020
Q3 		$93K Sell
4,248
-2,529
-37% -$54.2K ﹤0.01% 3381
2020
Q2 		$139K Sell
6,777
-26,655
-80% -$540K ﹤0.01% 3227
2020
Q1 		$697K Buy
33,432
+10,364
+45% +$399K ﹤0.01% 1867
2019
Q4 		$941K Buy
23,068
+16,562
+255% +$736K ﹤0.01% 1887
2019
Q3 		$303K Sell
6,506
-628
-9% -$31.7K ﹤0.01% 2672
2019
Q2 		$360K Buy
7,134
+1,424
+25% +$73.9K ﹤0.01% 2553
2019
Q1 		$281K Sell
5,710
-5,624
-50% -$284K ﹤0.01% 2701
2018
Q4 		$550K Buy
11,334
+3,020
+36% +$153K ﹤0.01% 1967
2018
Q3 		$440K Buy
+8,314
New +$455K ﹤0.01% 2344
2017
Q2 		– Sell
-7,871
Closed -$435K – 2928
2017
Q1 		$435K Buy
7,871
+2,676
+52% +$148K ﹤0.01% 1921
2016
Q4 		$277K Buy
5,195
+1,005
+24% +$53.9K ﹤0.01% 2237
2016
Q3 		$223K Sell
4,190
-915
-18% -$46.3K ﹤0.01% 2337
2016
Q2 		$226K Sell
5,105
-4,336
-46% -$193K ﹤0.01% 2303
2016
Q1 		$414K Buy
9,441
+981
+12% +$41.8K ﹤0.01% 2290
2015
Q4 		$420K Buy
8,460
+3,980
+89% +$219K ﹤0.01% 2310
2015
Q3 		$243K Buy
4,480
+415
+10% +$28.1K ﹤0.01% 2372
2015
Q2 		$297K Buy
+4,065
New +$306K ﹤0.01% 2310

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.71B AUM 72.37% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
JG
Jain Global New York $25.4B AUM 45.67% 1-Year Est. Return
Blackstone Inc
Blackstone Inc New York $32.9B AUM 23.66% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return
EPCM
Eagle Point Credit Management Greenwich, Connecticut $66.2M AUM
AM
Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

LPL Financial's OXLC Position: Q2 2026 in Review

LPL Financial reduced its Oxford Lane Capital (OXLC) stake by 9.7% in Q2 2026, selling an estimated $87.7K and leaving 84,148 shares worth $737K. The position accounts for ﹤0.01% of the portfolio, ranked #4684.

LPL Financial first reported a position in OXLC in Q2 2015 and has held it in 40 quarters since. The position peaked at $5.97M in Q1 2025. 95 funds tracked by Wall St. Rank hold OXLC as of Q2 2026.

  • LPL Financial held 84,148 shares of Oxford Lane Capital worth $737K as of Q2 2026.
  • LPL Financial sold 9,063 Oxford Lane Capital shares in Q2 2026, an estimated $87.7K.
  • Oxford Lane Capital made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #4684 holding.
  • LPL Financial first reported a position in Oxford Lane Capital in Q2 2015 and has held it in 40 quarters since.
  • LPL Financial's Oxford Lane Capital position peaked at $5.97M in Q1 2025.
  • 95 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.