Prelude Capital Management’s Oxford Lane Capital OXLC Stock Holding History

Prelude Capital Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,340	Closed	-$119K	–	1611
2017 Q3	$119K	Buy	+2,340	New	+$123K	0.01%	833
2017 Q2	–	Sell	-5,680	Closed	-$316K	–	1782
2017 Q1	$316K	Buy	5,680 +4,720	+492%	+$261K	0.03%	422
2016 Q4	$50K	Buy	+960	New	+$51.5K	0.01%	1045
2016 Q3	–	Sell	-20	Closed	-$1K	–	1753
2016 Q2	$1K	Buy	+20	New	+$890	﹤0.01%	1531

Other funds holding OXLC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Prelude Capital Management's OXLC Position: Q4 2017 in Review

Prelude Capital Management sold out of Oxford Lane Capital (OXLC) in Q4 2017, closing a stake of 2,340 shares — an estimated $119K sold.

Prelude Capital Management first reported a position in OXLC in Q2 2016 and held it in 4 quarters. The position peaked at $316K in Q1 2017. 29 funds tracked by Wall St. Rank hold OXLC as of Q4 2017.

Prelude Capital Management reported no remaining Oxford Lane Capital position as of Q4 2017 after selling out during the quarter.
Prelude Capital Management sold 2,340 Oxford Lane Capital shares in Q4 2017, an estimated $119K.
Prelude Capital Management first reported a position in Oxford Lane Capital in Q2 2016 and held it in 4 quarters.
Prelude Capital Management's Oxford Lane Capital position peaked at $316K in Q1 2017.
29 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2017.

Based on Prelude Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.