LTFS
OXLC

Ladenburg Thalmann Financial Services’s Oxford Lane Capital OXLC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$461K Buy
10,939
+7,609
+228% +$338K ﹤0.01% 1881
2019
Q3 		$155K Sell
3,330
-6,968
-68% -$352K ﹤0.01% 2649
2019
Q2 		$519K Buy
10,298
+1,640
+19% +$85.1K ﹤0.01% 1717
2019
Q1 		$426K Sell
8,658
-2,258
-21% -$114K ﹤0.01% 1813
2018
Q4 		$530K Sell
10,916
-492
-4% -$25K ﹤0.01% 1498
2018
Q3 		$604K Buy
11,408
+2,741
+32% +$150K 0.01% 1463
2018
Q2 		$439K Hold
8,667
– – ﹤0.01% 1658
2018
Q1 		$439K Buy
8,667
+1,063
+14% +$53.8K ﹤0.01% 1658
2017
Q4 		$382K Sell
7,604
-200
-3% -$10.3K ﹤0.01% 1731
2017
Q3 		$397K Sell
7,804
-1,900
-20% -$100K ﹤0.01% 1611
2017
Q2 		$481K Buy
9,704
+300
+3% +$16.1K 0.01% 1411
2017
Q1 		$521K Buy
9,404
+2,000
+27% +$111K 0.01% 1297
2016
Q4 		$389K Hold
7,404
– – 0.01% 1408
2016
Q3 		$388K Hold
7,404
– – 0.01% 1333
2016
Q2 		$307K Hold
7,404
– – ﹤0.01% 1395
2016
Q1 		$313K Buy
7,404
+600
+9% +$25.6K 0.01% 1309
2015
Q4 		$338K Buy
6,804
+3,284
+93% +$181K 0.01% 1247
2015
Q3 		$201K Sell
3,520
-50
-1% -$3.39K ﹤0.01% 1487
2015
Q2 		$254K Buy
+3,570
New +$269K ﹤0.01% 1436

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OXLC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Oxford Lane Capital (OXLC) stake by 228% in Q4 2019, buying an estimated $338K and bringing the position to 10,939 shares worth $461K. The position accounts for ﹤0.01% of the portfolio, ranked #1881.

Ladenburg Thalmann Financial Services first reported a position in OXLC in Q2 2015 and has held it in 19 quarters since. The position peaked at $604K in Q3 2018. 46 funds tracked by Wall St. Rank hold OXLC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 10,939 shares of Oxford Lane Capital worth $461K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 7,609 Oxford Lane Capital shares in Q4 2019, an estimated $338K.
  • Oxford Lane Capital made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1881 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Oxford Lane Capital in Q2 2015 and has held it in 19 quarters since.
  • Ladenburg Thalmann Financial Services's Oxford Lane Capital position peaked at $604K in Q3 2018.
  • 46 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.