Sheaff Brock Investment Advisors’s Oxford Lane Capital OXLC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	$437K	Buy	18,524 +6,044	+48%	+$150K	0.04%	279
2024 Q4	$316K	Buy	12,480 +20	+0.2%	+$524	0.03%	324
2024 Q3	$326K	Buy	12,460 +106	+0.9%	+$2.86K	0.03%	319
2024 Q2	$335K	Hold	12,354	–	–	0.03%	307
2024 Q1	$314K	Hold	12,354	–	–	0.02%	344
2023 Q4	$305K	Buy	12,354 +154	+1%	+$3.79K	0.02%	338
2023 Q3	$304K	Hold	12,200	–	–	0.03%	327
2023 Q2	$295K	Hold	12,200	–	–	0.02%	350
2023 Q1	$319K	Buy	+12,200	New	+$340K	0.03%	335
2016 Q2	–	Sell	-3,781	Closed	-$160K	–	628
2016 Q1	$160K	Buy	3,781 +90	+2%	+$3.83K	0.02%	521
2015 Q4	$184K	Buy	+3,691	New	+$203K	0.02%	524

Other funds holding OXLC

Border to Coast Pensions Partnership Leeds, United Kingdom $7.27B AUM 24.98% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RIA

Realta Investment Advisors Wilmington, Delaware $342M AUM 30.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JWCA

J.W. Cole Advisors Tampa, Florida $5.83B AUM 32.38% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

Independent Financial Group San Diego, California $5.51B AUM 33.52% 1-Year Est. Return

Sheaff Brock Investment Advisors's OXLC Position: Q1 2025 in Review

Sheaff Brock Investment Advisors increased its Oxford Lane Capital (OXLC) stake by 48% in Q1 2025, buying an estimated $150K and bringing the position to 18,524 shares worth $437K. The position accounts for 0.04% of the portfolio, ranked #279.

Sheaff Brock Investment Advisors first reported a position in OXLC in Q4 2015 and has held it in 11 quarters since. 140 funds tracked by Wall St. Rank hold OXLC as of Q1 2025.

Sheaff Brock Investment Advisors held 18,524 shares of Oxford Lane Capital worth $437K as of Q1 2025.
Sheaff Brock Investment Advisors bought 6,044 Oxford Lane Capital shares in Q1 2025, an estimated $150K.
Oxford Lane Capital made up 0.04% of Sheaff Brock Investment Advisors's portfolio in Q1 2025, its #279 holding.
Sheaff Brock Investment Advisors first reported a position in Oxford Lane Capital in Q4 2015 and has held it in 11 quarters since.
140 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2025.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2025, filed 7 May 2025.